| { |
| "controls": { |
| "aibom": [ |
| { |
| "action": "Define included component classes, environments and discovery methods; enumerate inaccessible or unsupported components.", |
| "change_trigger": "The system boundary or discovery method changes.", |
| "config": "aibom", |
| "control_id": "AIBOM-SCOPE", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Declared scope and exclusion list", |
| "Discovery coverage check" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Inventory scope and blind spots", |
| "owner_role": "AI platform owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An inventory is treated as complete although the scanner cannot observe some components.", |
| "rollback": "Pause promotion for unresolved critical inventory gaps; restore the last understood boundary without claiming scanner completeness.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Compare one known component of each in-scope class against the inventory and record omissions.", |
| "verified_at": null |
| }, |
| { |
| "action": "Record stable component identifiers, release versions and available content digests; mark unavailable identities explicitly.", |
| "change_trigger": "A model, package, prompt, data snapshot or build changes.", |
| "config": "aibom", |
| "control_id": "AIBOM-IDENTITY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Version and digest manifest", |
| "Inventory diff" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Immutable component identity", |
| "owner_role": "Release engineering owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A mutable label hides a component change.", |
| "rollback": "Block the unidentified component and restore a known compatible identity after verifying that it remains supported and authorized.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Change a fixture version or digest and confirm the inventory diff exposes it.", |
| "verified_at": null |
| }, |
| { |
| "action": "Record origin, producer, acquisition path and referenced provenance separately from verification status.", |
| "change_trigger": "Origin, producer, acquisition path or provenance policy changes.", |
| "config": "aibom", |
| "control_id": "AIBOM-PROVENANCE", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Origin references", |
| "Provenance verification record" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Traceable provenance", |
| "owner_role": "Supply-chain security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A component cannot be linked to its asserted origin.", |
| "rollback": "Quarantine the component if required provenance cannot be verified; retain the evidence used for the decision.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Trace a selected component to the retained origin record; mark unverifiable assertions as unknown.", |
| "verified_at": null |
| }, |
| { |
| "action": "Record the applicable license or terms reference, proposed use, open questions and the human decision owner.", |
| "change_trigger": "License, terms, intended use, data access or distribution changes.", |
| "config": "aibom", |
| "control_id": "AIBOM-RIGHTS", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Version-specific terms reference", |
| "Named rights and access decision" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Permitted use and data access", |
| "owner_role": "Rights reviewer with the data owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A release depends on a component or dataset whose allowed use is unresolved.", |
| "rollback": "Block the affected use or distribution and select a reviewed permitted substitute; preserve the rights decision history.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Inspect the exact version and use decision; do not treat a scanner license label as approval.", |
| "verified_at": null |
| }, |
| { |
| "action": "When attestations are required, verify the subject digest, signature identity and expected producer policy before accepting the claim.", |
| "change_trigger": "Subject digest, signer trust, producer policy or verification tooling changes.", |
| "config": "aibom", |
| "control_id": "AIBOM-ATTESTATION", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Attestation and subject digest", |
| "Trust-policy version", |
| "Positive and negative verification records" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Attestation subject and trust verification", |
| "owner_role": "Supply-chain security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A valid-looking attestation is accepted for the wrong artifact or producer.", |
| "rollback": "Reject the untrusted attestation and block the component; re-admit only after verification against a reviewed policy.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Reject fixtures with a changed subject digest, untrusted signer or unexpected producer; retain the verification outcome.", |
| "verified_at": null |
| }, |
| { |
| "action": "Compare the candidate inventory with the approved baseline and route material changes to named component owners.", |
| "change_trigger": "Any in-scope inventory item or its permissions change.", |
| "config": "aibom", |
| "control_id": "AIBOM-DIFF", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Baseline and candidate inventories", |
| "Material diff and decision log" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Material inventory change review", |
| "owner_role": "Release engineering owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A dependency change reaches production without an owned review.", |
| "rollback": "Hold promotion and restore a compatible reviewed inventory after checking migrations and external effects.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Introduce a new component and a permission change in a fixture; confirm both appear in the review record.", |
| "verified_at": null |
| }, |
| { |
| "action": "Bind the inventory to an enforceable admission decision and a current revocation process.", |
| "change_trigger": "Admission policy, trust status, exposure or revocation information changes.", |
| "config": "aibom", |
| "control_id": "AIBOM-ADMISSION", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Admission policy and decisions", |
| "Revocation exercise" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Dependency admission and revocation", |
| "owner_role": "Platform security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A revoked or disallowed dependency remains available at runtime.", |
| "rollback": "Revoke the affected capability and use a reviewed supported fallback; deployment rollback must not reintroduce revoked components.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Attempt admission of a permitted and a revoked fixture; confirm both decisions are attributable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Assign a responsible maintainer and accountable release owner; define review triggers and retain change history.", |
| "change_trigger": "Team ownership, release process, component lifecycle or evidence location changes.", |
| "config": "aibom", |
| "control_id": "AIBOM-OWNERSHIP", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Owner assignment", |
| "Review schedule and trigger record", |
| "Change history" |
| ], |
| "field_origin": "Original engineering proposal; the source compares tools and does not contain these controls.", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Inventory ownership and maintenance", |
| "owner_role": "System owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Inventory evidence becomes stale without an accountable maintainer.", |
| "rollback": "Pause unowned changes and assign an accountable replacement before reopening promotion.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "462388081577ba7155ace498cb7555304a01fbb7", |
| "source_data_hash": "sha256:13c2f516b1aaa41bea93a799cc4999d38490e365faa1c8a31eeb4731593fd49a", |
| "source_native_id": null, |
| "source_payload_json": "null", |
| "source_url": "https://github.com/PharosProduction/aibom-tools-compared/blob/462388081577ba7155ace498cb7555304a01fbb7/data/tools.json", |
| "status": "DRAFT", |
| "system_boundary": "The selected release and its model, prompt, data, tool and runtime dependency inventory.", |
| "verification": "Simulate an ownership transfer and verify that review and escalation routes remain reachable.", |
| "verified_at": null |
| } |
| ], |
| "drift": [ |
| { |
| "action": "Inspect affected intent and language slices. Compare downstream outcomes and expand the holdout set.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-INPUT_SHIFT", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Input distribution shift", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting input distribution shift goes undetected or receives an inappropriate response.", |
| "rollback": "Do not roll back for input shift alone. Consider a release rollback only if a matched-cohort evaluation links degradation to that release.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "input_shift", |
| "source_payload_json": "{\"comparator\": \"gt\", \"definition\": \"Total variation distance = 0.5 \\u00d7 sum of absolute differences in category proportions between current and reference prompts. Freeze the same intent/language taxonomy and include an unknown category. Denominator: prompts with a recorded category.\", \"id\": \"input_shift\", \"max\": 1, \"min\": 0, \"name\": \"Input distribution shift\", \"rationale\": \"A changed request mix can invalidate an old evaluation set without proving a quality regression.\", \"response\": \"Inspect affected intent and language slices. Compare downstream outcomes and expand the holdout set.\", \"rollback\": \"Do not roll back for input shift alone. Consider a release rollback only if a matched-cohort evaluation links degradation to that release.\", \"sampleClass\": \"requests\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S2\", \"url\": \"https://docs.aws.amazon.com/prescriptive-guidance/latest/gen-ai-lifecycle-operational-excellence/prod-monitoring-drift.html\"}, {\"checked\": \"2026-09-08\", \"id\": \"S3\", \"url\": \"https://docs.evidentlyai.com/metrics/explainer_drift\"}], \"sources\": [\"S2\", \"S3\"], \"systems\": [\"chat\", \"rag\", \"agent\"], \"threshold\": 0.15, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"TVD\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "Total variation distance = 0.5 × sum of absolute differences in category proportions between current and reference prompts. Freeze the same intent/language taxonomy and include an unknown category. Denominator: prompts with a recorded category.", |
| "verified_at": null |
| }, |
| { |
| "action": "Re-score a matched sample, examine labels and group failures by release, task and language.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-TASK_SUCCESS", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Task success rate", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting task success rate goes undetected or receives an inappropriate response.", |
| "rollback": "Use the last compatible release only after a repeated quality breach is attributable to a change and the candidate passes the same eval set.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "task_success", |
| "source_payload_json": "{\"comparator\": \"lt\", \"definition\": \"100 \\u00d7 evaluated completed tasks that pass the fixed task rubric / all eligible completed tasks evaluated. Record unscored and pending labels separately.\", \"id\": \"task_success\", \"max\": 100, \"min\": 0, \"name\": \"Task success rate\", \"rationale\": \"Business outcomes can change while input distributions remain stable.\", \"response\": \"Re-score a matched sample, examine labels and group failures by release, task and language.\", \"rollback\": \"Use the last compatible release only after a repeated quality breach is attributable to a change and the candidate passes the same eval set.\", \"sampleClass\": \"evaluated\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S2\", \"url\": \"https://docs.aws.amazon.com/prescriptive-guidance/latest/gen-ai-lifecycle-operational-excellence/prod-monitoring-drift.html\"}, {\"checked\": \"2026-09-08\", \"id\": \"S6\", \"url\": \"https://docs.evidentlyai.com/docs/platform/monitoring_overview\"}], \"sources\": [\"S2\", \"S6\"], \"systems\": [\"chat\", \"rag\", \"agent\"], \"threshold\": 90, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"%\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "100 × evaluated completed tasks that pass the fixed task rubric / all eligible completed tasks evaluated. Record unscored and pending labels separately.", |
| "verified_at": null |
| }, |
| { |
| "action": "Review benign refusals with a stable labeling rubric before changing guardrails.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-REFUSAL", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Benign-request refusal rate", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting benign-request refusal rate goes undetected or receives an inappropriate response.", |
| "rollback": "Revert an implicated policy or prompt change only after both benign-helpfulness and unsafe-request tests pass.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "refusal", |
| "source_payload_json": "{\"comparator\": \"gt\", \"definition\": \"100 \\u00d7 refused requests judged answerable and allowed / evaluated requests judged answerable and allowed. Exclude unsafe prompts from this denominator and monitor unsafe acceptance separately.\", \"id\": \"refusal\", \"max\": 100, \"min\": 0, \"name\": \"Benign-request refusal rate\", \"rationale\": \"A rise may indicate a policy or prompt regression. An appropriate safety refusal is not a failure.\", \"response\": \"Review benign refusals with a stable labeling rubric before changing guardrails.\", \"rollback\": \"Revert an implicated policy or prompt change only after both benign-helpfulness and unsafe-request tests pass.\", \"sampleClass\": \"evaluated\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S2\", \"url\": \"https://docs.aws.amazon.com/prescriptive-guidance/latest/gen-ai-lifecycle-operational-excellence/prod-monitoring-drift.html\"}, {\"checked\": \"2026-09-08\", \"id\": \"S6\", \"url\": \"https://docs.evidentlyai.com/docs/platform/monitoring_overview\"}], \"sources\": [\"S2\", \"S6\"], \"systems\": [\"chat\", \"rag\", \"agent\"], \"threshold\": 10, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"%\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "100 × refused requests judged answerable and allowed / evaluated requests judged answerable and allowed. Exclude unsafe prompts from this denominator and monitor unsafe acceptance separately.", |
| "verified_at": null |
| }, |
| { |
| "action": "Compare first-attempt and final outputs separately. Inspect schema and model versions.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-SCHEMA", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Schema conformance", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting schema conformance goes undetected or receives an inappropriate response.", |
| "rollback": "Revert the implicated model, prompt or schema change if the prior compatible bundle restores validation without violating current requirements.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "schema", |
| "source_payload_json": "{\"comparator\": \"lt\", \"definition\": \"100 \\u00d7 outputs passing the versioned required schema / requests that require that schema. Include missing, truncated and unparsable outputs as failures. Track endpoint errors separately.\", \"id\": \"schema\", \"max\": 100, \"min\": 0, \"name\": \"Schema conformance\", \"rationale\": \"Successful HTTP responses can still break downstream consumers.\", \"response\": \"Compare first-attempt and final outputs separately. Inspect schema and model versions.\", \"rollback\": \"Revert the implicated model, prompt or schema change if the prior compatible bundle restores validation without violating current requirements.\", \"sampleClass\": \"requests\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S1\", \"url\": \"https://pharosproduction.com/insights/engineering/state-of-production-ai-engineering-2026/\"}, {\"checked\": \"2026-09-08\", \"id\": \"S6\", \"url\": \"https://docs.evidentlyai.com/docs/platform/monitoring_overview\"}], \"sources\": [\"S1\", \"S6\"], \"systems\": [\"chat\", \"rag\", \"agent\"], \"threshold\": 99, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"%\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "100 × outputs passing the versioned required schema / requests that require that schema. Include missing, truncated and unparsable outputs as failures. Track endpoint errors separately.", |
| "verified_at": null |
| }, |
| { |
| "action": "Inspect queue time, retrieval, retries and model spans. Compare like-for-like workload slices.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-LATENCY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "End-to-end p95 latency", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting end-to-end p95 latency goes undetected or receives an inappropriate response.", |
| "rollback": "If a canary release causes an SLO breach, route to a compatible known-good path. Check quality and capacity before expanding traffic.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "latency", |
| "source_payload_json": "{\"comparator\": \"gt\", \"definition\": \"95th percentile of end-to-end completed request durations, measured from application receipt to terminal response. Record timeouts/cancellations separately. Do not average per-host percentiles.\", \"id\": \"latency\", \"max\": 3600000, \"min\": 1, \"name\": \"End-to-end p95 latency\", \"rationale\": \"A quality-preserving release can still exceed the user-facing latency budget.\", \"response\": \"Inspect queue time, retrieval, retries and model spans. Compare like-for-like workload slices.\", \"rollback\": \"If a canary release causes an SLO breach, route to a compatible known-good path. Check quality and capacity before expanding traffic.\", \"sampleClass\": \"requests\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S5\", \"url\": \"https://github.com/open-telemetry/semantic-conventions-genai/tree/b5d8440f6f126738fd50f927752cd669772c517b/docs/gen-ai\"}], \"sources\": [\"S5\"], \"systems\": [\"chat\", \"rag\", \"agent\"], \"threshold\": 2500, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"ms\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "95th percentile of end-to-end completed request durations, measured from application receipt to terminal response. Record timeouts/cancellations separately. Do not average per-host percentiles.", |
| "verified_at": null |
| }, |
| { |
| "action": "Inspect source validity, chunk boundaries and retrieval versions. Sample judge disagreements for human review.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-GROUNDING", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Grounded-claim rate", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting grounded-claim rate goes undetected or receives an inappropriate response.", |
| "rollback": "Revert the corpus, retriever or prompt only if a replay isolates that component and the restored corpus remains valid and authorized.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "grounding", |
| "source_payload_json": "{\"comparator\": \"lt\", \"definition\": \"100 \\u00d7 checkable claims supported by retrieved evidence / all checkable claims in evaluated answers. Judge the cited passage, not the mere presence of a citation. Track answers with no checkable claims separately.\", \"id\": \"grounding\", \"max\": 100, \"min\": 0, \"name\": \"Grounded-claim rate\", \"rationale\": \"The fraction measures evidence support under a rubric, not universal factual accuracy.\", \"response\": \"Inspect source validity, chunk boundaries and retrieval versions. Sample judge disagreements for human review.\", \"rollback\": \"Revert the corpus, retriever or prompt only if a replay isolates that component and the restored corpus remains valid and authorized.\", \"sampleClass\": \"evaluated\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S1\", \"url\": \"https://pharosproduction.com/insights/engineering/state-of-production-ai-engineering-2026/\"}, {\"checked\": \"2026-09-08\", \"id\": \"S6\", \"url\": \"https://docs.evidentlyai.com/docs/platform/monitoring_overview\"}], \"sources\": [\"S1\", \"S6\"], \"systems\": [\"rag\"], \"threshold\": 90, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"%\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "100 × checkable claims supported by retrieved evidence / all checkable claims in evaluated answers. Judge the cited passage, not the mere presence of a citation. Track answers with no checkable claims separately.", |
| "verified_at": null |
| }, |
| { |
| "action": "Separate missing source documents from retriever/reranker failures. Rerun against the previous index.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-RECALL", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Retrieval recall@k", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting retrieval recall@k goes undetected or receives an inappropriate response.", |
| "rollback": "Restore a compatible index or retriever only after the same relevance set improves and required document updates remain available.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "recall", |
| "source_payload_json": "{\"comparator\": \"lt\", \"definition\": \"Mean per-query percentage of labeled relevant documents found within the top k results, on the versioned retrieval evaluation set. Freeze k and relevance labels. Exclude queries without labeled relevant documents and report their count.\", \"id\": \"recall\", \"max\": 100, \"min\": 0, \"name\": \"Retrieval recall@k\", \"rationale\": \"A current corpus can still miss the document needed to answer the question.\", \"response\": \"Separate missing source documents from retriever/reranker failures. Rerun against the previous index.\", \"rollback\": \"Restore a compatible index or retriever only after the same relevance set improves and required document updates remain available.\", \"sampleClass\": \"evaluated\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S1\", \"url\": \"https://pharosproduction.com/insights/engineering/state-of-production-ai-engineering-2026/\"}, {\"checked\": \"2026-09-08\", \"id\": \"S6\", \"url\": \"https://docs.evidentlyai.com/docs/platform/monitoring_overview\"}], \"sources\": [\"S1\", \"S6\"], \"systems\": [\"rag\"], \"threshold\": 80, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"%\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "Mean per-query percentage of labeled relevant documents found within the top k results, on the versioned retrieval evaluation set. Freeze k and relevance labels. Exclude queries without labeled relevant documents and report their count.", |
| "verified_at": null |
| }, |
| { |
| "action": "Inspect failed ingestion, change feeds, index jobs and outstanding deletions. Identify affected sources.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-FRESHNESS", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Corpus update lag", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting corpus update lag goes undetected or receives an inappropriate response.", |
| "rollback": "Pause answers from affected sources or use a reviewed fallback. Never restore revoked, deleted or unauthorized documents to improve a metric.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "freshness", |
| "source_payload_json": "{\"comparator\": \"gt\", \"definition\": \"Maximum elapsed time from an authoritative source revision to the matching revision becoming queryable. Include outstanding updates using current time. Measure deletion propagation separately.\", \"id\": \"freshness\", \"max\": 8760, \"min\": 0, \"name\": \"Corpus update lag\", \"rationale\": \"An ingestion backlog can make grounded answers obsolete even when the model has not changed.\", \"response\": \"Inspect failed ingestion, change feeds, index jobs and outstanding deletions. Identify affected sources.\", \"rollback\": \"Pause answers from affected sources or use a reviewed fallback. Never restore revoked, deleted or unauthorized documents to improve a metric.\", \"sampleClass\": \"event\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S1\", \"url\": \"https://pharosproduction.com/insights/engineering/state-of-production-ai-engineering-2026/\"}], \"sources\": [\"S1\"], \"systems\": [\"rag\"], \"threshold\": 24, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"hours\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "Maximum elapsed time from an authoritative source revision to the matching revision becoming queryable. Include outstanding updates using current time. Measure deletion propagation separately.", |
| "verified_at": null |
| }, |
| { |
| "action": "Stop promotion and compare active hashes with the approved prompt registry.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-PROMPT_CHANGES", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Unreviewed prompt releases", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting unreviewed prompt releases goes undetected or receives an inappropriate response.", |
| "rollback": "Restore the approved compatible prompt only after verifying tool permissions, model and schema compatibility. This event bypasses sample and persistence gates.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "prompt_changes", |
| "source_payload_json": "{\"comparator\": \"gt\", \"definition\": \"Count of active prompt-template hashes that lack a successful regression evaluation and an approved release record. Prompt entropy here means uncontrolled template changes, not a Shannon entropy metric.\", \"id\": \"prompt_changes\", \"max\": 0, \"min\": 0, \"name\": \"Unreviewed prompt releases\", \"rationale\": \"Without a release record, changed behavior cannot be attributed or reproduced.\", \"response\": \"Stop promotion and compare active hashes with the approved prompt registry.\", \"rollback\": \"Restore the approved compatible prompt only after verifying tool permissions, model and schema compatibility. This event bypasses sample and persistence gates.\", \"sampleClass\": \"event\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S1\", \"url\": \"https://pharosproduction.com/insights/engineering/state-of-production-ai-engineering-2026/\"}], \"sources\": [\"S1\"], \"systems\": [\"chat\", \"rag\", \"agent\"], \"threshold\": 0, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"releases\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "Count of active prompt-template hashes that lack a successful regression evaluation and an approved release record. Prompt entropy here means uncontrolled template changes, not a Shannon entropy metric.", |
| "verified_at": null |
| }, |
| { |
| "action": "Verify the provider notice and rehearse the replacement against the current eval set.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-MODEL_LIFECYCLE", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Provider sunset lead time", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting provider sunset lead time goes undetected or receives an inappropriate response.", |
| "rollback": "Use a supported pre-evaluated fallback if the snapshot becomes unavailable. Do not roll back to a retired model. Check daily and on notices. No sample gate.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "model_lifecycle", |
| "source_payload_json": "{\"comparator\": \"lt\", \"definition\": \"Days remaining until the provider-published retirement date for the exact deployed model snapshot. Unknown retirement dates are unknown, never zero or safe.\", \"id\": \"model_lifecycle\", \"max\": 365, \"min\": 1, \"name\": \"Provider sunset lead time\", \"rationale\": \"A scheduled model retirement requires a tested migration path. It is a lifecycle event rather than a statistical drift score.\", \"response\": \"Verify the provider notice and rehearse the replacement against the current eval set.\", \"rollback\": \"Use a supported pre-evaluated fallback if the snapshot becomes unavailable. Do not roll back to a retired model. Check daily and on notices. No sample gate.\", \"sampleClass\": \"event\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S1\", \"url\": \"https://pharosproduction.com/insights/engineering/state-of-production-ai-engineering-2026/\"}], \"sources\": [\"S1\"], \"systems\": [\"chat\", \"rag\", \"agent\"], \"threshold\": 30, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"days\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "Days remaining until the provider-published retirement date for the exact deployed model snapshot. Unknown retirement dates are unknown, never zero or safe.", |
| "verified_at": null |
| }, |
| { |
| "action": "Disable the affected write capability, preserve evidence and assess compensation for completed effects.", |
| "change_trigger": "Review when the model, prompt, data, tools, traffic mix, metric definition or local error budget changes.", |
| "config": "drift", |
| "control_id": "DRIFT-TOOL_POLICY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned metric definition and baseline", |
| "Measured observations with sampling window and denominator", |
| "Response and recovery exercise record" |
| ], |
| "field_origin": "name/action/verification/rollback: source; risk/boundary/evidence/owner/trigger: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release.", |
| "Source thresholds are illustrative; calibrate locally. This catalog does not evaluate live telemetry." |
| ], |
| "name": "Unauthorized tool effects", |
| "owner_role": "Monitoring owner with the affected component owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A change affecting unauthorized tool effects goes undetected or receives an inappropriate response.", |
| "rollback": "Switch to a read-only or human-mediated path. Deployment rollback does not undo payments, messages or other external effects. Bypass sample and persistence gates.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae", |
| "source_data_hash": "sha256:30588884b6d39f24b3dbdd929b221d3bd27d936d2eb6a334c3039ded119dcf6a", |
| "source_native_id": "tool_policy", |
| "source_payload_json": "{\"comparator\": \"gt\", \"definition\": \"Count of observed tool side effects outside the allowed action, resource or approval scope. Log denied attempts separately. This signal concerns effects that occurred.\", \"id\": \"tool_policy\", \"max\": 0, \"min\": 0, \"name\": \"Unauthorized tool effects\", \"rationale\": \"A single confirmed unauthorized effect requires incident handling regardless of traffic.\", \"response\": \"Disable the affected write capability, preserve evidence and assess compensation for completed effects.\", \"rollback\": \"Switch to a read-only or human-mediated path. Deployment rollback does not undo payments, messages or other external effects. Bypass sample and persistence gates.\", \"sampleClass\": \"event\", \"sourceReferences\": [{\"checked\": \"2026-09-08\", \"id\": \"S1\", \"url\": \"https://pharosproduction.com/insights/engineering/state-of-production-ai-engineering-2026/\"}], \"sources\": [\"S1\"], \"systems\": [\"agent\"], \"threshold\": 0, \"thresholdBasis\": \"Illustrative setting. Calibrate against local baseline and error budget.\", \"unit\": \"effects\"}", |
| "source_url": "https://github.com/PharosProduction/production-ai-drift-planner/blob/f2938cfb84bbe09c5eab4f95dd404f1ca67c39ae/docs/data/metrics.json", |
| "status": "DRAFT", |
| "system_boundary": "Selected production AI system, versioned evaluation cohort and monitoring window.", |
| "verification": "Count of observed tool side effects outside the allowed action, resource or approval scope. Log denied attempts separately. This signal concerns effects that occurred.", |
| "verified_at": null |
| } |
| ], |
| "governance": [ |
| { |
| "action": "Give the system a stable identity before assessing it. Include models, retrieval data, prompts, tools and the environments where people use them.", |
| "change_trigger": "A model, prompt, dataset, tool, purpose or environment changes.", |
| "config": "governance", |
| "control_id": "GOV-INVENTORY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned register entry with intended purpose, model/provider identifiers, data sources, deployment location and review triggers." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "AI system inventory", |
| "owner_role": "Product owner; accountable role: System owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Unregistered components invalidate a release decision.", |
| "rollback": "Pause promotion until the register matches the actual release; restore only a documented compatible bundle.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "inventory", |
| "source_payload_json": "{\"euReview\": \"Confirm system scope and the organization's role.\", \"evidence\": \"Versioned register entry with intended purpose, model/provider identifiers, data sources, deployment location and review triggers.\", \"function\": \"MAP\", \"id\": \"inventory\", \"purpose\": \"Give the system a stable identity before assessing it. Include models, retrieval data, prompts, tools and the environments where people use them.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Map\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/map/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"System owner\", \"suggestedResponsible\": \"Product owner\", \"title\": \"AI system inventory\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Record who is affected, where outputs are used and which decisions the system can influence. Assign an explicit reviewer to the scope decision.", |
| "change_trigger": "Intended use, geography, affected population or decision impact changes.", |
| "config": "governance", |
| "control_id": "GOV-SCOPE", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Dated scoping memo with intended use, affected groups, deployment geography, legal questions and unresolved assumptions." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Jurisdiction and use-case review", |
| "owner_role": "Legal/compliance lead; accountable role: Business owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A use or affected population falls outside the reviewed scope.", |
| "rollback": "Suspend the expanded use and return to the previously reviewed scope while the assigned reviewer resolves open questions.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "scope", |
| "source_payload_json": "{\"euReview\": \"Check territorial scope, classification and applicable transition rules.\", \"evidence\": \"Dated scoping memo with intended use, affected groups, deployment geography, legal questions and unresolved assumptions.\", \"function\": \"MAP\", \"id\": \"scope\", \"purpose\": \"Record who is affected, where outputs are used and which decisions the system can influence. Assign an explicit reviewer to the scope decision.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Map\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/map/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"Business owner\", \"suggestedResponsible\": \"Legal/compliance lead\", \"title\": \"Jurisdiction and use-case review\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Describe a plausible failure and its consequence for each affected group. Keep open risks visible with the acceptance authority and a review trigger.", |
| "change_trigger": "A new failure scenario, incident, mitigation change or residual-risk decision appears.", |
| "config": "governance", |
| "control_id": "GOV-RISK", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Risk register containing failure scenarios, impact analysis, mitigation owners, residual risk decisions and change triggers." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Risk register and acceptance", |
| "owner_role": "Risk analyst; accountable role: Risk owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A known failure is accepted without a current owner or authority.", |
| "rollback": "Pause the exposed use case and reopen its risk decision; preserve objections and obtain an explicit acceptance or mitigation decision.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "risk", |
| "source_payload_json": "{\"euReview\": \"Review prohibited practices and any high-risk classification.\", \"evidence\": \"Risk register containing failure scenarios, impact analysis, mitigation owners, residual risk decisions and change triggers.\", \"function\": \"MAP\", \"id\": \"risk\", \"purpose\": \"Describe a plausible failure and its consequence for each affected group. Keep open risks visible with the acceptance authority and a review trigger.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Map\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/map/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"Risk owner\", \"suggestedResponsible\": \"Risk analyst\", \"title\": \"Risk register and acceptance\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Name the person who performs the control and the person who accepts its outcome. Record consulted specialists and the people who receive the decision.", |
| "change_trigger": "People, delegation, escalation or release authority changes.", |
| "config": "governance", |
| "control_id": "GOV-ACCOUNTABILITY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "RACI record plus a release decision log that names risk acceptance authority, escalation route and unresolved objections." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Accountability and decision authority", |
| "owner_role": "Governance lead; accountable role: Executive sponsor", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Release or incident decisions have no accountable person.", |
| "rollback": "Pause decisions that require the missing authority and route them to the documented accountable replacement.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "accountability", |
| "source_payload_json": "{\"euReview\": \"Confirm provider/deployer responsibilities for the particular system.\", \"evidence\": \"RACI record plus a release decision log that names risk acceptance authority, escalation route and unresolved objections.\", \"function\": \"GOVERN\", \"id\": \"accountability\", \"purpose\": \"Name the person who performs the control and the person who accepts its outcome. Record consulted specialists and the people who receive the decision.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Govern\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/govern/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"Executive sponsor\", \"suggestedResponsible\": \"Governance lead\", \"title\": \"Accountability and decision authority\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Make training fit the decisions each role actually makes. Operators should rehearse escalation and understand where the system can fail.", |
| "change_trigger": "A role, workflow, limitation or escalation procedure changes.", |
| "config": "governance", |
| "control_id": "GOV-LITERACY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Training record with role, relevant system limitations, completed exercises, attendance and a refresher trigger." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Role-specific training", |
| "owner_role": "Training lead; accountable role: System owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Operators cannot recognize or contain a known failure.", |
| "rollback": "Restrict affected operations to a trained supervisor until the role-specific exercise is completed.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "literacy", |
| "source_payload_json": "{\"euReview\": \"Review AI literacy obligations and operator competence.\", \"evidence\": \"Training record with role, relevant system limitations, completed exercises, attendance and a refresher trigger.\", \"function\": \"GOVERN\", \"id\": \"literacy\", \"purpose\": \"Make training fit the decisions each role actually makes. Operators should rehearse escalation and understand where the system can fail.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Govern\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/govern/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"System owner\", \"suggestedResponsible\": \"Training lead\", \"title\": \"Role-specific training\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Record which externally supplied components can change behavior. Include access, version changes and the evidence a provider makes available.", |
| "change_trigger": "Supplier terms, supported versions, access, hosting or component ownership changes.", |
| "config": "governance", |
| "control_id": "GOV-SUPPLIER", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Dependency register, supplier instructions, version policy, data-use terms, exit plan and a named owner for vendor changes." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Supplier and model dependencies", |
| "owner_role": "Vendor manager; accountable role: System owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A supplier change breaks the operating or evidence boundary.", |
| "rollback": "Disable the affected integration or move to a reviewed supported fallback; do not restore a retired or revoked dependency.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "supplier", |
| "source_payload_json": "{\"euReview\": \"Check upstream model information and downstream responsibilities.\", \"evidence\": \"Dependency register, supplier instructions, version policy, data-use terms, exit plan and a named owner for vendor changes.\", \"function\": \"GOVERN\", \"id\": \"supplier\", \"purpose\": \"Record which externally supplied components can change behavior. Include access, version changes and the evidence a provider makes available.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Govern\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/govern/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"System owner\", \"suggestedResponsible\": \"Vendor manager\", \"title\": \"Supplier and model dependencies\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Trace evaluation and retrieval data to a permitted source. Record sensitive fields, access rules and deletion or correction paths.", |
| "change_trigger": "Sources, permissions, retention, population coverage or correction requests change.", |
| "config": "governance", |
| "control_id": "GOV-DATA", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Data lineage record with allowed uses, quality checks, retention decision, access test and affected population coverage." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Data provenance and access", |
| "owner_role": "Data lead; accountable role: Data owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Data is used outside its permitted scope or retained after revocation.", |
| "rollback": "Remove access to the affected data and rebuild a permitted snapshot; never restore revoked data to improve quality metrics.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "data", |
| "source_payload_json": "{\"euReview\": \"Review data governance and separate privacy obligations.\", \"evidence\": \"Data lineage record with allowed uses, quality checks, retention decision, access test and affected population coverage.\", \"function\": \"MAP\", \"id\": \"data\", \"purpose\": \"Trace evaluation and retrieval data to a permitted source. Record sensitive fields, access rules and deletion or correction paths.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Map\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/map/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"Data owner\", \"suggestedResponsible\": \"Data lead\", \"title\": \"Data provenance and access\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Test the intended use and credible misuse before release. Record subgroup limitations, security failures and the reason for each acceptance threshold.", |
| "change_trigger": "The release, rubric, evaluation set, threat model or acceptance threshold changes.", |
| "config": "governance", |
| "control_id": "GOV-VALIDATION", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned evaluation set, rubric, measured results, security tests, known limitations and an accepted release decision." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Validation and failure testing", |
| "owner_role": "Evaluation lead; accountable role: Release owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A release is promoted without evidence for its intended use.", |
| "rollback": "Stop promotion and rerun the same relevant evaluation against a compatible known-good candidate before routing traffic.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "validation", |
| "source_payload_json": "{\"euReview\": \"Review accuracy, robustness, cybersecurity and supporting documentation.\", \"evidence\": \"Versioned evaluation set, rubric, measured results, security tests, known limitations and an accepted release decision.\", \"function\": \"MEASURE\", \"id\": \"validation\", \"purpose\": \"Test the intended use and credible misuse before release. Record subgroup limitations, security failures and the reason for each acceptance threshold.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Measure\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/measure/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"Release owner\", \"suggestedResponsible\": \"Evaluation lead\", \"title\": \"Validation and failure testing\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Test whether an operator can understand a warning, override an action and stop the workflow. Check what users are told about AI involvement.", |
| "change_trigger": "The interface, action authority, notices or operator workflow changes.", |
| "config": "governance", |
| "control_id": "GOV-OVERSIGHT", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Observed override exercise, authority boundaries, user instructions, escalation path and accessible notices for the intended audience." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Human oversight and user information", |
| "owner_role": "Product/security lead; accountable role: System owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A human cannot understand, override or stop the workflow.", |
| "rollback": "Disable autonomous action and route affected cases through an accountable human until override and stop exercises pass.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "oversight", |
| "source_payload_json": "{\"euReview\": \"Review oversight measures and relevant transparency duties.\", \"evidence\": \"Observed override exercise, authority boundaries, user instructions, escalation path and accessible notices for the intended audience.\", \"function\": \"MEASURE\", \"id\": \"oversight\", \"purpose\": \"Test whether an operator can understand a warning, override an action and stop the workflow. Check what users are told about AI involvement.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Measure\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/measure/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"System owner\", \"suggestedResponsible\": \"Product/security lead\", \"title\": \"Human oversight and user information\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Keep enough context to reconstruct a decision without indiscriminately retaining sensitive payloads. Tie approvals and changes to an identifiable release.", |
| "change_trigger": "Trace schema, approval linkage, storage, access or retention policy changes.", |
| "config": "governance", |
| "control_id": "GOV-RECORDS", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Redacted trace sample, version/approval identifiers, retention/access rules and a tested path for retrieving a decision record." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Traceability and change records", |
| "owner_role": "Platform lead; accountable role: System owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A material decision cannot be reconstructed within the retention policy.", |
| "rollback": "Pause affected high-impact decisions while restoring the permitted trace path; preserve existing records without expanding sensitive-data retention by default.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "records", |
| "source_payload_json": "{\"euReview\": \"Review logging and technical documentation requirements.\", \"evidence\": \"Redacted trace sample, version/approval identifiers, retention/access rules and a tested path for retrieving a decision record.\", \"function\": \"GOVERN\", \"id\": \"records\", \"purpose\": \"Keep enough context to reconstruct a decision without indiscriminately retaining sensitive payloads. Tie approvals and changes to an identifiable release.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Govern\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/govern/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"System owner\", \"suggestedResponsible\": \"Platform lead\", \"title\": \"Traceability and change records\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Connect a measured signal to a response owner. Review thresholds against an evaluation baseline and test the recovery path after a breach.", |
| "change_trigger": "Signals, thresholds, alert routing, baseline or recovery targets change.", |
| "config": "governance", |
| "control_id": "GOV-MONITORING", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Monitoring specification, baseline reference, alert routing, response exercise, rollback target and post-change review record." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Monitoring and response ownership", |
| "owner_role": "Operations lead; accountable role: Service owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A measured breach receives no owned or tested response.", |
| "rollback": "Contain the affected capability and rehearse the compatible recovery path; investigate the breach before expanding traffic.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "monitoring", |
| "source_payload_json": "{\"euReview\": \"Review post-market monitoring and deployer monitoring duties.\", \"evidence\": \"Monitoring specification, baseline reference, alert routing, response exercise, rollback target and post-change review record.\", \"function\": \"MANAGE\", \"id\": \"monitoring\", \"purpose\": \"Connect a measured signal to a response owner. Review thresholds against an evaluation baseline and test the recovery path after a breach.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Manage\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/manage/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"Service owner\", \"suggestedResponsible\": \"Operations lead\", \"title\": \"Monitoring and response ownership\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Rehearse how an issue becomes an incident, who contains it and who decides whether notification is required. Preserve the incident timeline.", |
| "change_trigger": "Severity criteria, incident contacts, workflows or applicable notification requirements change.", |
| "config": "governance", |
| "control_id": "GOV-INCIDENT", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Incident playbook and exercise record with severity criteria, containment authority, notification review, recipients and applicable clocks." |
| ], |
| "field_origin": "name/action/evidence/roles: source; remaining normalized fields: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Incident triage and notification", |
| "owner_role": "Incident commander; accountable role: Accountable incident owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Containment or notification review is delayed by unclear responsibility.", |
| "rollback": "Invoke the containment authority and preserve the timeline; route notification decisions to the named qualified reviewer.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "2691dacd9318e15aa97a6bb6cb2a89327f773228", |
| "source_data_hash": "sha256:d9f23d92f28c6f59b3db325b2a95257c247847c23d774baf7d154608176fcff6", |
| "source_native_id": "incident", |
| "source_payload_json": "{\"euReview\": \"Confirm reportability, recipient and deadline for the specific regime.\", \"evidence\": \"Incident playbook and exercise record with severity criteria, containment authority, notification review, recipients and applicable clocks.\", \"function\": \"MANAGE\", \"id\": \"incident\", \"purpose\": \"Rehearse how an issue becomes an incident, who contains it and who decides whether notification is required. Preserve the incident timeline.\", \"sourceReferences\": [{\"label\": \"NIST AI RMF Playbook: Manage\", \"url\": \"https://airc.nist.gov/airmf-resources/playbook/manage/\"}, {\"label\": \"European Commission: AI Act overview\", \"url\": \"https://digital-strategy.ec.europa.eu/en/policies/regulatory-framework-ai\"}], \"suggestedAccountable\": \"Accountable incident owner\", \"suggestedResponsible\": \"Incident commander\", \"title\": \"Incident triage and notification\"}", |
| "source_url": "https://github.com/PharosProduction/ai-governance-readiness-map/blob/2691dacd9318e15aa97a6bb6cb2a89327f773228/docs/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "The named AI system, intended use, affected people and operating organization.", |
| "verification": "Inspect the dated record, scope and named decision owner; exercise the documented procedure where applicable.", |
| "verified_at": null |
| } |
| ], |
| "security": [ |
| { |
| "action": "Issue a distinct workload identity per agent role and environment; bind delegated user context separately and reject anonymous production tool calls.", |
| "change_trigger": "Unique workload identity: review on identity, audience, token lifetime, tenant binding or authorization policy changes.", |
| "config": "security", |
| "control_id": "CTL-IDENTITY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Identity inventory with environment and owner", |
| "Denied and allowed authorization decision records" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Unique workload identity", |
| "owner_role": "Identity platform owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unintended principal obtains another identity or scope.", |
| "rollback": "Revoke affected credentials, deny the affected capability and restore a reviewed compatible authorization policy; verify tenant isolation before reopening access.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-IDENTITY", |
| "source_payload_json": "{\"claimIds\": [\"C02\", \"C12\", \"C20\"], \"evidenceArtifacts\": [\"Identity inventory with environment and owner\", \"Denied and allowed authorization decision records\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-IDENTITY\", \"implementation\": \"Issue a distinct workload identity per agent role and environment; bind delegated user context separately and reject anonymous production tool calls.\", \"layerId\": \"identity-access\", \"name\": \"Unique workload identity\", \"objective\": \"Give each agent runtime and service hop an attributable non-human identity instead of a shared account.\", \"order\": 1, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S06\", \"S12\"], \"standardRefs\": [\"C9.4.1\"], \"suggestedOwnerRole\": \"Identity platform owner\", \"verification\": \"Attempt a production-like tool call with no workload identity, a sibling identity and the intended identity; confirm only the intended identity succeeds and each decision is attributable.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Attempt a production-like tool call with no workload identity, a sibling identity and the intended identity; confirm only the intended identity succeeds and each decision is attributable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Mint short-lived tokens for the intended resource server and minimum operation; validate issuer, audience and expiry; prohibit token passthrough and keep revocation available.", |
| "change_trigger": "Short-lived audience-bound credentials: review on identity, audience, token lifetime, tenant binding or authorization policy changes.", |
| "config": "security", |
| "control_id": "CTL-SCOPED-TOKENS", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Token policy showing lifetime, audience and scopes", |
| "Negative authorization test results", |
| "Credential revocation procedure" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Short-lived audience-bound credentials", |
| "owner_role": "Identity and access engineer", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unintended principal obtains another identity or scope.", |
| "rollback": "Revoke affected credentials, deny the affected capability and restore a reviewed compatible authorization policy; verify tenant isolation before reopening access.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-SCOPED-TOKENS", |
| "source_payload_json": "{\"claimIds\": [\"C04\", \"C20\"], \"evidenceArtifacts\": [\"Token policy showing lifetime, audience and scopes\", \"Negative authorization test results\", \"Credential revocation procedure\"], \"functions\": [\"prevent\", \"contain\", \"recover\"], \"id\": \"CTL-SCOPED-TOKENS\", \"implementation\": \"Mint short-lived tokens for the intended resource server and minimum operation; validate issuer, audience and expiry; prohibit token passthrough and keep revocation available.\", \"layerId\": \"identity-access\", \"name\": \"Short-lived audience-bound credentials\", \"objective\": \"Limit credential reuse by constraining lifetime, audience and scope to the exact resource operation.\", \"order\": 2, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S05\", \"S06\", \"S12\"], \"standardRefs\": [\"C5.1.2\", \"C9.4.3\", \"C10.2.7\"], \"suggestedOwnerRole\": \"Identity and access engineer\", \"verification\": \"Replay expired, wrong-audience, over-scoped and forwarded tokens against the resource boundary and confirm fail-closed rejection without downstream forwarding.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Replay expired, wrong-audience, over-scoped and forwarded tokens against the resource boundary and confirm fail-closed rejection without downstream forwarding.", |
| "verified_at": null |
| }, |
| { |
| "action": "Evaluate subject, tenant, tool, operation, arguments, resource, user delegation and current policy in a deterministic enforcement service before every privileged call.", |
| "change_trigger": "Deterministic policy decision point: review on identity, audience, token lifetime, tenant binding or authorization policy changes.", |
| "config": "security", |
| "control_id": "CTL-POLICY-DECISION", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned authorization policy", |
| "Policy decision test suite", |
| "Decision log samples with policy version" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Deterministic policy decision point", |
| "owner_role": "Authorization service owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unintended principal obtains another identity or scope.", |
| "rollback": "Revoke affected credentials, deny the affected capability and restore a reviewed compatible authorization policy; verify tenant isolation before reopening access.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-POLICY-DECISION", |
| "source_payload_json": "{\"claimIds\": [\"C03\", \"C20\"], \"evidenceArtifacts\": [\"Versioned authorization policy\", \"Policy decision test suite\", \"Decision log samples with policy version\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-POLICY-DECISION\", \"implementation\": \"Evaluate subject, tenant, tool, operation, arguments, resource, user delegation and current policy in a deterministic enforcement service before every privileged call.\", \"layerId\": \"identity-access\", \"name\": \"Deterministic policy decision point\", \"objective\": \"Keep permission decisions outside probabilistic model output.\", \"order\": 3, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S05\", \"S12\"], \"standardRefs\": [\"C5.2.5\", \"C9.5.3\"], \"suggestedOwnerRole\": \"Authorization service owner\", \"verification\": \"Submit model requests that ask to bypass policy, change arguments after approval or use an unauthorized resource; confirm the enforcement point denies each call.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Submit model requests that ask to bypass policy, change arguments after approval or use an unauthorized resource; confirm the enforcement point denies each call.", |
| "verified_at": null |
| }, |
| { |
| "action": "Carry an immutable tenant identifier from authenticated request through retrieval, memory, policy and tool calls; separate tenant keys and deny missing or conflicting scope.", |
| "change_trigger": "Tenant-bound authorization context: review on identity, audience, token lifetime, tenant binding or authorization policy changes.", |
| "config": "security", |
| "control_id": "CTL-TENANT-BOUNDARY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Tenant data-flow diagram", |
| "Cross-tenant isolation test report", |
| "Tenant-scoped key and policy inventory" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Tenant-bound authorization context", |
| "owner_role": "Application security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unintended principal obtains another identity or scope.", |
| "rollback": "Revoke affected credentials, deny the affected capability and restore a reviewed compatible authorization policy; verify tenant isolation before reopening access.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-TENANT-BOUNDARY", |
| "source_payload_json": "{\"claimIds\": [\"C02\", \"C12\", \"C20\"], \"evidenceArtifacts\": [\"Tenant data-flow diagram\", \"Cross-tenant isolation test report\", \"Tenant-scoped key and policy inventory\"], \"functions\": [\"prevent\", \"detect\", \"contain\"], \"id\": \"CTL-TENANT-BOUNDARY\", \"implementation\": \"Carry an immutable tenant identifier from authenticated request through retrieval, memory, policy and tool calls; separate tenant keys and deny missing or conflicting scope.\", \"layerId\": \"identity-access\", \"name\": \"Tenant-bound authorization context\", \"objective\": \"Prevent shared agent infrastructure from resolving data, memory or tools outside the active tenant.\", \"order\": 4, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S04\", \"S06\", \"S12\"], \"standardRefs\": [\"C8.1.3\"], \"suggestedOwnerRole\": \"Application security owner\", \"verification\": \"Run cross-tenant negative tests for retrieval, cache, memory and tool resources, including forged and absent tenant identifiers; confirm denial and alerting.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Run cross-tenant negative tests for retrieval, cache, memory and tool resources, including forged and absent tenant identifiers; confirm denial and alerting.", |
| "verified_at": null |
| }, |
| { |
| "action": "Normalize supported encodings, retain source metadata, label external data as untrusted, classify sensitive fields and minimize or redact them before model context, memory, logs and tool calls; preserve trust labels across later boundaries.", |
| "change_trigger": "Content trust, classification and minimization: review on prompt hierarchy, content source, parser, output schema or isolation boundary changes.", |
| "config": "security", |
| "control_id": "CTL-CONTENT-TRUST", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Input trust and data-classification taxonomy", |
| "Normalization and sensitive-field redaction corpus results", |
| "End-to-end provenance and data-minimization trace" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Content trust, classification and minimization", |
| "owner_role": "AI application engineer", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Untrusted content crosses an instruction or data boundary.", |
| "rollback": "Quarantine the affected input path and restore a compatible reviewed prompt/parser boundary; recheck legitimate and adversarial inputs before routing traffic.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-CONTENT-TRUST", |
| "source_payload_json": "{\"claimIds\": [\"C01\", \"C02\", \"C19\", \"C20\"], \"evidenceArtifacts\": [\"Input trust and data-classification taxonomy\", \"Normalization and sensitive-field redaction corpus results\", \"End-to-end provenance and data-minimization trace\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-CONTENT-TRUST\", \"implementation\": \"Normalize supported encodings, retain source metadata, label external data as untrusted, classify sensitive fields and minimize or redact them before model context, memory, logs and tool calls; preserve trust labels across later boundaries.\", \"layerId\": \"input-instruction\", \"name\": \"Content trust, classification and minimization\", \"objective\": \"Preserve origin and trust while classifying, minimizing and redacting sensitive fields before content reaches model context, memory, logs or tools.\", \"order\": 1, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S03\", \"S04\", \"S09\", \"S12\"], \"standardRefs\": [\"C2.1.1\", \"C2.1.2\", \"C9.3.7\"], \"suggestedOwnerRole\": \"AI application engineer\", \"verification\": \"Feed encoded, nested and relayed content containing seeded sensitive fields through every ingestion and propagation path; confirm normalization, classification and trust labels persist while disallowed fields are absent from model context, memory, logs and tool payloads.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Feed encoded, nested and relayed content containing seeded sensitive fields through every ingestion and propagation path; confirm normalization, classification and trust labels persist while disallowed fields are absent from model context, memory, logs and tool payloads.", |
| "verified_at": null |
| }, |
| { |
| "action": "Represent system policy, user intent and untrusted data in separate fields; delimit external content; refuse instructions originating from data fields and test conflict handling.", |
| "change_trigger": "Instruction and data separation: review on prompt hierarchy, content source, parser, output schema or isolation boundary changes.", |
| "config": "security", |
| "control_id": "CTL-INSTRUCTION-HIERARCHY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Prompt and message-boundary specification", |
| "Injection evaluation results", |
| "Documented conflict-handling behavior" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Instruction and data separation", |
| "owner_role": "AI application security engineer", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Untrusted content crosses an instruction or data boundary.", |
| "rollback": "Quarantine the affected input path and restore a compatible reviewed prompt/parser boundary; recheck legitimate and adversarial inputs before routing traffic.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-INSTRUCTION-HIERARCHY", |
| "source_payload_json": "{\"claimIds\": [\"C01\", \"C15\", \"C20\"], \"evidenceArtifacts\": [\"Prompt and message-boundary specification\", \"Injection evaluation results\", \"Documented conflict-handling behavior\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-INSTRUCTION-HIERARCHY\", \"implementation\": \"Represent system policy, user intent and untrusted data in separate fields; delimit external content; refuse instructions originating from data fields and test conflict handling.\", \"layerId\": \"input-instruction\", \"name\": \"Instruction and data separation\", \"objective\": \"Prevent retrieved or tool-returned content from silently acquiring system-level authority.\", \"order\": 2, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S02\", \"S03\", \"S04\", \"S09\", \"S12\"], \"standardRefs\": [\"C2.1.3\", \"C2.1.6\"], \"suggestedOwnerRole\": \"AI application security engineer\", \"verification\": \"Use direct and indirect injection cases that conflict with system and user intent; confirm external text cannot alter policy or authorize a capability.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Use direct and indirect injection cases that conflict with system and user intent; confirm external text cannot alter policy or authorize a capability.", |
| "verified_at": null |
| }, |
| { |
| "action": "Define strict schemas for tool arguments, tool results and agent messages; reject unknown fields, invalid types, oversized values and instructions in data-only fields.", |
| "change_trigger": "Schema-bound boundary output: review on prompt hierarchy, content source, parser, output schema or isolation boundary changes.", |
| "config": "security", |
| "control_id": "CTL-OUTPUT-SCHEMA", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned boundary schemas", |
| "Schema fuzz-test report", |
| "Rejected-payload telemetry sample" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Schema-bound boundary output", |
| "owner_role": "Platform API owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Untrusted content crosses an instruction or data boundary.", |
| "rollback": "Quarantine the affected input path and restore a compatible reviewed prompt/parser boundary; recheck legitimate and adversarial inputs before routing traffic.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-OUTPUT-SCHEMA", |
| "source_payload_json": "{\"claimIds\": [\"C02\", \"C03\", \"C20\"], \"evidenceArtifacts\": [\"Versioned boundary schemas\", \"Schema fuzz-test report\", \"Rejected-payload telemetry sample\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-OUTPUT-SCHEMA\", \"implementation\": \"Define strict schemas for tool arguments, tool results and agent messages; reject unknown fields, invalid types, oversized values and instructions in data-only fields.\", \"layerId\": \"input-instruction\", \"name\": \"Schema-bound boundary output\", \"objective\": \"Reject free-form model or tool output before it becomes executable input to another component.\", \"order\": 3, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C9.3.2\", \"C10.4.1\", \"C10.4.2\", \"C10.4.3\", \"C10.4.4\", \"C10.4.5\"], \"suggestedOwnerRole\": \"Platform API owner\", \"verification\": \"Fuzz each schema with extra fields, type confusion, oversized payloads and instruction-bearing strings; confirm invalid records never reach an execution boundary.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Fuzz each schema with extra fields, type confusion, oversized payloads and instruction-bearing strings; confirm invalid records never reach an execution boundary.", |
| "verified_at": null |
| }, |
| { |
| "action": "Process untrusted content in a tool-free or separately privileged stage and pass only a validated structured result into an action-capable stage.", |
| "change_trigger": "Untrusted-content processing isolation: review on prompt hierarchy, content source, parser, output schema or isolation boundary changes.", |
| "config": "security", |
| "control_id": "CTL-UNTRUSTED-ISOLATION", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Trust-boundary architecture diagram", |
| "Capability inventory for ingestion stage", |
| "Injection-to-tool negative test" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Untrusted-content processing isolation", |
| "owner_role": "AI platform architect", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Untrusted content crosses an instruction or data boundary.", |
| "rollback": "Quarantine the affected input path and restore a compatible reviewed prompt/parser boundary; recheck legitimate and adversarial inputs before routing traffic.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-UNTRUSTED-ISOLATION", |
| "source_payload_json": "{\"claimIds\": [\"C01\", \"C02\", \"C03\", \"C20\"], \"evidenceArtifacts\": [\"Trust-boundary architecture diagram\", \"Capability inventory for ingestion stage\", \"Injection-to-tool negative test\"], \"functions\": [\"prevent\", \"contain\"], \"id\": \"CTL-UNTRUSTED-ISOLATION\", \"implementation\": \"Process untrusted content in a tool-free or separately privileged stage and pass only a validated structured result into an action-capable stage.\", \"layerId\": \"input-instruction\", \"name\": \"Untrusted-content processing isolation\", \"objective\": \"Break the direct path from untrusted interpretation to privileged tool execution.\", \"order\": 4, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C9.3.5\", \"C9.3.6\"], \"suggestedOwnerRole\": \"AI platform architect\", \"verification\": \"Inject tool-call instructions into every external source and confirm the content-processing stage has no credential, tool or egress path capable of carrying them out.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Inject tool-call instructions into every external source and confirm the content-processing stage has no credential, tool or egress path capable of carrying them out.", |
| "verified_at": null |
| }, |
| { |
| "action": "Resolve an allowlisted tool manifest, validate arguments, bind user and workload context and make a fresh deterministic policy decision for every invocation.", |
| "change_trigger": "Per-invocation tool authorization: review on tool arguments, permissions, sandbox, network destinations or retry semantics change.", |
| "config": "security", |
| "control_id": "CTL-TOOL-AUTH", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Tool manifest and permission matrix", |
| "Per-invocation denial tests", |
| "Authorization decision trace" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Per-invocation tool authorization", |
| "owner_role": "Tool gateway owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A tool action exceeds its authorized scope or creates duplicate external effects.", |
| "rollback": "Disable the affected write or execution capability. Restore a compatible restricted route after replay checks; separately assess compensation for completed external effects.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-TOOL-AUTH", |
| "source_payload_json": "{\"claimIds\": [\"C03\", \"C05\", \"C20\"], \"evidenceArtifacts\": [\"Tool manifest and permission matrix\", \"Per-invocation denial tests\", \"Authorization decision trace\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-TOOL-AUTH\", \"implementation\": \"Resolve an allowlisted tool manifest, validate arguments, bind user and workload context and make a fresh deterministic policy decision for every invocation.\", \"layerId\": \"tool-execution\", \"name\": \"Per-invocation tool authorization\", \"objective\": \"Authorize the exact tool, operation and arguments at the moment of use.\", \"order\": 1, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S05\", \"S12\"], \"standardRefs\": [\"C9.5.1\", \"C10.2.4\", \"C10.2.5\"], \"suggestedOwnerRole\": \"Tool gateway owner\", \"verification\": \"Try unauthorized tools, substituted arguments, stale approvals and calls outside delegated user scope; confirm each is denied before side effects.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Try unauthorized tools, substituted arguments, stale approvals and calls outside delegated user scope; confirm each is denied before side effects.", |
| "verified_at": null |
| }, |
| { |
| "action": "Run code in an ephemeral least-privilege sandbox with no inherited credentials, read-only base image, bounded CPU, memory, storage, process count and wall time.", |
| "change_trigger": "Isolated execution sandbox: review on tool arguments, permissions, sandbox, network destinations or retry semantics change.", |
| "config": "security", |
| "control_id": "CTL-SANDBOX", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Sandbox profile and base-image digest", |
| "Escape and resource-limit test report", |
| "Teardown and residue check" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Isolated execution sandbox", |
| "owner_role": "Runtime security engineer", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A tool action exceeds its authorized scope or creates duplicate external effects.", |
| "rollback": "Disable the affected write or execution capability. Restore a compatible restricted route after replay checks; separately assess compensation for completed external effects.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-SANDBOX", |
| "source_payload_json": "{\"claimIds\": [\"C06\", \"C20\"], \"evidenceArtifacts\": [\"Sandbox profile and base-image digest\", \"Escape and resource-limit test report\", \"Teardown and residue check\"], \"functions\": [\"prevent\", \"contain\", \"recover\"], \"id\": \"CTL-SANDBOX\", \"implementation\": \"Run code in an ephemeral least-privilege sandbox with no inherited credentials, read-only base image, bounded CPU, memory, storage, process count and wall time.\", \"layerId\": \"tool-execution\", \"name\": \"Isolated execution sandbox\", \"objective\": \"Constrain generated code and commands to explicit filesystem, process, resource and lifetime boundaries.\", \"order\": 2, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S03\", \"S04\", \"S08\", \"S12\"], \"standardRefs\": [\"C9.3.1\", \"C10.1.3\"], \"suggestedOwnerRole\": \"Runtime security engineer\", \"verification\": \"Exercise filesystem escape, process spawning, secret discovery, resource exhaustion and timeout cases; confirm containment and reliable teardown.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Exercise filesystem escape, process spawning, secret discovery, resource exhaustion and timeout cases; confirm containment and reliable teardown.", |
| "verified_at": null |
| }, |
| { |
| "action": "Block direct network access and broker approved destinations, protocols and methods through an allowlist with DNS and redirect controls, payload limits and destination logging.", |
| "change_trigger": "Deny-by-default egress broker: review on tool arguments, permissions, sandbox, network destinations or retry semantics change.", |
| "config": "security", |
| "control_id": "CTL-EGRESS", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Egress allowlist with business purpose", |
| "Egress bypass test results", |
| "Destination and volume log sample" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Deny-by-default egress broker", |
| "owner_role": "Cloud network security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A tool action exceeds its authorized scope or creates duplicate external effects.", |
| "rollback": "Disable the affected write or execution capability. Restore a compatible restricted route after replay checks; separately assess compensation for completed external effects.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-EGRESS", |
| "source_payload_json": "{\"claimIds\": [\"C07\", \"C16\", \"C20\"], \"evidenceArtifacts\": [\"Egress allowlist with business purpose\", \"Egress bypass test results\", \"Destination and volume log sample\"], \"functions\": [\"prevent\", \"detect\", \"contain\"], \"id\": \"CTL-EGRESS\", \"implementation\": \"Block direct network access and broker approved destinations, protocols and methods through an allowlist with DNS and redirect controls, payload limits and destination logging.\", \"layerId\": \"tool-execution\", \"name\": \"Deny-by-default egress broker\", \"objective\": \"Restrict agent-controlled network traffic to necessary, observable destinations and methods.\", \"order\": 3, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S03\", \"S04\", \"S10\", \"S11\", \"S12\"], \"standardRefs\": [\"C9.3.7\"], \"suggestedOwnerRole\": \"Cloud network security owner\", \"verification\": \"Attempt direct IP, alternate DNS, redirect, proxy and unlisted destination paths from agent execution; confirm denial and attributable telemetry.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Attempt direct IP, alternate DNS, redirect, proxy and unlisted destination paths from agent execution; confirm denial and attributable telemetry.", |
| "verified_at": null |
| }, |
| { |
| "action": "Attach an idempotency key to each logical action, reject replay, prefer staged commits and define compensating or rollback operations before enabling high-impact tools.", |
| "change_trigger": "Idempotency and reversible action design: review on tool arguments, permissions, sandbox, network destinations or retry semantics change.", |
| "config": "security", |
| "control_id": "CTL-IDEMPOTENCY", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Idempotency-key contract", |
| "Replay and partial-failure test report", |
| "Compensating-action runbook" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Idempotency and reversible action design", |
| "owner_role": "Workflow service owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "A tool action exceeds its authorized scope or creates duplicate external effects.", |
| "rollback": "Disable the affected write or execution capability. Restore a compatible restricted route after replay checks; separately assess compensation for completed external effects.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-IDEMPOTENCY", |
| "source_payload_json": "{\"claimIds\": [\"C05\", \"C20\"], \"evidenceArtifacts\": [\"Idempotency-key contract\", \"Replay and partial-failure test report\", \"Compensating-action runbook\"], \"functions\": [\"prevent\", \"contain\", \"recover\"], \"id\": \"CTL-IDEMPOTENCY\", \"implementation\": \"Attach an idempotency key to each logical action, reject replay, prefer staged commits and define compensating or rollback operations before enabling high-impact tools.\", \"layerId\": \"tool-execution\", \"name\": \"Idempotency and reversible action design\", \"objective\": \"Prevent retries or duplicated decisions from multiplying external side effects and preserve a recovery path.\", \"order\": 4, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C9.2.3\", \"C9.2.4\"], \"suggestedOwnerRole\": \"Workflow service owner\", \"verification\": \"Repeat, delay and reorder identical action requests and simulate partial failure; confirm a single committed effect and a tested recovery path.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Repeat, delay and reorder identical action requests and simulate partial failure; confirm a single committed effect and a tested recovery path.", |
| "verified_at": null |
| }, |
| { |
| "action": "Enforce separate namespaces, authorize every read and write, carry tenant and subject provenance and deny cross-purpose retrieval by default.", |
| "change_trigger": "Authorized memory namespace: review on memory namespace, writer policy, retention, provenance or retrieval behavior changes.", |
| "config": "security", |
| "control_id": "CTL-MEMORY-AUTH", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Memory authorization matrix", |
| "Namespace isolation test report", |
| "Denied-access audit samples" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Authorized memory namespace", |
| "owner_role": "Data platform owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Unauthorized or stale memory affects a later decision.", |
| "rollback": "Quarantine affected entries and restore an authorized compatible memory snapshot; preserve the audit trail and do not restore deleted or revoked data.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-MEMORY-AUTH", |
| "source_payload_json": "{\"claimIds\": [\"C08\", \"C20\"], \"evidenceArtifacts\": [\"Memory authorization matrix\", \"Namespace isolation test report\", \"Denied-access audit samples\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-MEMORY-AUTH\", \"implementation\": \"Enforce separate namespaces, authorize every read and write, carry tenant and subject provenance and deny cross-purpose retrieval by default.\", \"layerId\": \"memory-integrity\", \"name\": \"Authorized memory namespace\", \"objective\": \"Bind memory reads and writes to the current identity, tenant, purpose and retention class.\", \"order\": 1, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C8.1.3\"], \"suggestedOwnerRole\": \"Data platform owner\", \"verification\": \"Attempt memory reads and writes across users, tenants, roles and purposes; confirm denial and an attributable audit record.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Attempt memory reads and writes across users, tenants, roles and purposes; confirm denial and an attributable audit record.", |
| "verified_at": null |
| }, |
| { |
| "action": "Validate memory schemas, retain source and writer identity, classify trust, detect conflicting high-impact facts and quarantine suspicious writes before retrieval.", |
| "change_trigger": "Memory write validation and provenance: review on memory namespace, writer policy, retention, provenance or retrieval behavior changes.", |
| "config": "security", |
| "control_id": "CTL-MEMORY-VALIDATION", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Memory schema and trust policy", |
| "Poisoning test corpus results", |
| "Quarantine queue sample" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Memory write validation and provenance", |
| "owner_role": "AI data security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Unauthorized or stale memory affects a later decision.", |
| "rollback": "Quarantine affected entries and restore an authorized compatible memory snapshot; preserve the audit trail and do not restore deleted or revoked data.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-MEMORY-VALIDATION", |
| "source_payload_json": "{\"claimIds\": [\"C08\", \"C09\", \"C20\"], \"evidenceArtifacts\": [\"Memory schema and trust policy\", \"Poisoning test corpus results\", \"Quarantine queue sample\"], \"functions\": [\"prevent\", \"detect\", \"contain\"], \"id\": \"CTL-MEMORY-VALIDATION\", \"implementation\": \"Validate memory schemas, retain source and writer identity, classify trust, detect conflicting high-impact facts and quarantine suspicious writes before retrieval.\", \"layerId\": \"memory-integrity\", \"name\": \"Memory write validation and provenance\", \"objective\": \"Keep untrusted, contradictory or malformed content from silently becoming persistent decision context.\", \"order\": 2, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S01\", \"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C8.2.1\", \"C8.2.3\", \"C8.2.4\", \"C8.2.5\"], \"suggestedOwnerRole\": \"AI data security owner\", \"verification\": \"Submit malformed, untrusted, contradictory and cross-scope memories; confirm rejection or quarantine and retained provenance.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Submit malformed, untrusted, contradictory and cross-scope memories; confirm rejection or quarantine and retained provenance.", |
| "verified_at": null |
| }, |
| { |
| "action": "Version writes, apply explicit TTL and deletion rules, preserve source metadata and record which memory versions influenced each material decision.", |
| "change_trigger": "Versioned memory lifecycle: review on memory namespace, writer policy, retention, provenance or retrieval behavior changes.", |
| "config": "security", |
| "control_id": "CTL-MEMORY-LIFECYCLE", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Retention and deletion schedule", |
| "Memory version history sample", |
| "Expiry and deletion test results" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Versioned memory lifecycle", |
| "owner_role": "Data governance owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Unauthorized or stale memory affects a later decision.", |
| "rollback": "Quarantine affected entries and restore an authorized compatible memory snapshot; preserve the audit trail and do not restore deleted or revoked data.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-MEMORY-LIFECYCLE", |
| "source_payload_json": "{\"claimIds\": [\"C08\", \"C20\"], \"evidenceArtifacts\": [\"Retention and deletion schedule\", \"Memory version history sample\", \"Expiry and deletion test results\"], \"functions\": [\"detect\", \"contain\", \"recover\"], \"id\": \"CTL-MEMORY-LIFECYCLE\", \"implementation\": \"Version writes, apply explicit TTL and deletion rules, preserve source metadata and record which memory versions influenced each material decision.\", \"layerId\": \"memory-integrity\", \"name\": \"Versioned memory lifecycle\", \"objective\": \"Make persistent agent state inspectable, expirable and attributable over time.\", \"order\": 3, \"releaseGateWhenRequired\": false, \"sourceIds\": [\"S01\", \"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C8.3.1\", \"C8.3.2\"], \"suggestedOwnerRole\": \"Data governance owner\", \"verification\": \"Advance expiry, delete a subject and replay a decision trace; confirm expired data is unavailable and the influencing memory versions remain identifiable.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Advance expiry, delete a subject and replay a decision trace; confirm expired data is unavailable and the influencing memory versions remain identifiable.", |
| "verified_at": null |
| }, |
| { |
| "action": "Detect anomalous write or retrieval patterns, isolate affected namespaces, block further influence and support operator-approved rollback with preserved audit evidence.", |
| "change_trigger": "Memory quarantine and rollback: review on memory namespace, writer policy, retention, provenance or retrieval behavior changes.", |
| "config": "security", |
| "control_id": "CTL-MEMORY-ROLLBACK", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Memory anomaly rules", |
| "Quarantine and rollback exercise report", |
| "Preserved incident evidence index" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Memory quarantine and rollback", |
| "owner_role": "Security operations owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "Unauthorized or stale memory affects a later decision.", |
| "rollback": "Quarantine affected entries and restore an authorized compatible memory snapshot; preserve the audit trail and do not restore deleted or revoked data.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-MEMORY-ROLLBACK", |
| "source_payload_json": "{\"claimIds\": [\"C09\", \"C14\", \"C20\"], \"evidenceArtifacts\": [\"Memory anomaly rules\", \"Quarantine and rollback exercise report\", \"Preserved incident evidence index\"], \"functions\": [\"detect\", \"contain\", \"recover\"], \"id\": \"CTL-MEMORY-ROLLBACK\", \"implementation\": \"Detect anomalous write or retrieval patterns, isolate affected namespaces, block further influence and support operator-approved rollback with preserved audit evidence.\", \"layerId\": \"memory-integrity\", \"name\": \"Memory quarantine and rollback\", \"objective\": \"Remove suspected poisoned state and restore a known version without destroying investigation evidence.\", \"order\": 4, \"releaseGateWhenRequired\": false, \"sourceIds\": [\"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C8.2.4\", \"C8.3.2\"], \"suggestedOwnerRole\": \"Security operations owner\", \"verification\": \"Seed a known poisoned record, trigger detection, quarantine the namespace and restore the prior version; confirm downstream retrieval no longer returns the record.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Seed a known poisoned record, trigger detection, quarantine the namespace and restore the prior version; confirm downstream retrieval no longer returns the record.", |
| "verified_at": null |
| }, |
| { |
| "action": "Maintain a versioned allowlist of component identity, source, version, digest, permissions and owner; reject undeclared capabilities at build and connection time.", |
| "change_trigger": "Component and capability allowlist: review on component identity, digest, provenance, dependency graph, owner or admission policy changes.", |
| "config": "security", |
| "control_id": "CTL-COMPONENT-ALLOWLIST", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Approved component and capability registry", |
| "Admission-policy test results", |
| "Exception record with expiry when applicable" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Component and capability allowlist", |
| "owner_role": "Product security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unapproved component or capability enters the runtime.", |
| "rollback": "Block the suspect component and restore a reviewed compatible dependency set; verify signatures, access scope and current revocation status before reuse.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-COMPONENT-ALLOWLIST", |
| "source_payload_json": "{\"claimIds\": [\"C10\", \"C20\"], \"evidenceArtifacts\": [\"Approved component and capability registry\", \"Admission-policy test results\", \"Exception record with expiry when applicable\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-COMPONENT-ALLOWLIST\", \"implementation\": \"Maintain a versioned allowlist of component identity, source, version, digest, permissions and owner; reject undeclared capabilities at build and connection time.\", \"layerId\": \"supply-chain\", \"name\": \"Component and capability allowlist\", \"objective\": \"Prevent unreviewed packages, tools, skills, models and servers from entering the agent path.\", \"order\": 1, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S07\", \"S08\", \"S12\"], \"standardRefs\": [\"C6.1.1\", \"C6.1.2\", \"C6.1.3\", \"C6.1.4\", \"C10.1.1\", \"C10.1.2\"], \"suggestedOwnerRole\": \"Product security owner\", \"verification\": \"Introduce an unlisted package, tool, skill and MCP server in a release candidate; confirm each is blocked before use.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Introduce an unlisted package, tool, skill and MCP server in a release candidate; confirm each is blocked before use.", |
| "verified_at": null |
| }, |
| { |
| "action": "Pin immutable digests, verify signed provenance against declared build expectations and trusted roots and fail closed on mismatch or missing evidence.", |
| "change_trigger": "Digest and provenance verification: review on component identity, digest, provenance, dependency graph, owner or admission policy changes.", |
| "config": "security", |
| "control_id": "CTL-INTEGRITY-PROVENANCE", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Pinned artifact digest set", |
| "Verified provenance statement", |
| "Trusted-root and build-expectation policy" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Digest and provenance verification", |
| "owner_role": "Software supply-chain security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unapproved component or capability enters the runtime.", |
| "rollback": "Block the suspect component and restore a reviewed compatible dependency set; verify signatures, access scope and current revocation status before reuse.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-INTEGRITY-PROVENANCE", |
| "source_payload_json": "{\"claimIds\": [\"C10\", \"C11\", \"C20\"], \"evidenceArtifacts\": [\"Pinned artifact digest set\", \"Verified provenance statement\", \"Trusted-root and build-expectation policy\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-INTEGRITY-PROVENANCE\", \"implementation\": \"Pin immutable digests, verify signed provenance against declared build expectations and trusted roots and fail closed on mismatch or missing evidence.\", \"layerId\": \"supply-chain\", \"name\": \"Digest and provenance verification\", \"objective\": \"Verify that the admitted artifact is the expected output from an identified build and trusted source.\", \"order\": 2, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S07\", \"S08\", \"S12\"], \"standardRefs\": [\"C6.1.2\", \"C6.1.3\", \"C6.1.4\"], \"suggestedOwnerRole\": \"Software supply-chain security owner\", \"verification\": \"Substitute the artifact, builder identity, source reference and signature root independently; confirm admission fails for every mismatch.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Substitute the artifact, builder identity, source reference and signature root independently; confirm admission fails for every mismatch.", |
| "verified_at": null |
| }, |
| { |
| "action": "Generate a release-bound inventory with component version, digest, source, license, owner, privileges and transitive dependencies; retain it with the release record.", |
| "change_trigger": "AI bill of materials and ownership: review on component identity, digest, provenance, dependency graph, owner or admission policy changes.", |
| "config": "security", |
| "control_id": "CTL-AIBOM", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Release-bound SBOM or AIBOM", |
| "Runtime-to-inventory reconciliation report", |
| "Named component owners" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "AI bill of materials and ownership", |
| "owner_role": "Release engineering owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unapproved component or capability enters the runtime.", |
| "rollback": "Block the suspect component and restore a reviewed compatible dependency set; verify signatures, access scope and current revocation status before reuse.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-AIBOM", |
| "source_payload_json": "{\"claimIds\": [\"C10\", \"C20\"], \"evidenceArtifacts\": [\"Release-bound SBOM or AIBOM\", \"Runtime-to-inventory reconciliation report\", \"Named component owners\"], \"functions\": [\"detect\", \"contain\", \"recover\"], \"id\": \"CTL-AIBOM\", \"implementation\": \"Generate a release-bound inventory with component version, digest, source, license, owner, privileges and transitive dependencies; retain it with the release record.\", \"layerId\": \"supply-chain\", \"name\": \"AI bill of materials and ownership\", \"objective\": \"Keep an actionable inventory of the models, data-dependent services, tools and software that form each release.\", \"order\": 3, \"releaseGateWhenRequired\": false, \"sourceIds\": [\"S03\", \"S04\", \"S07\", \"S08\", \"S12\"], \"standardRefs\": [\"C6.2.1\", \"C6.2.2\", \"C6.2.3\"], \"suggestedOwnerRole\": \"Release engineering owner\", \"verification\": \"Select a deployed release and reconcile its runtime components against the retained inventory; investigate every missing or unexpected item.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Select a deployed release and reconcile its runtime components against the retained inventory; investigate every missing or unexpected item.", |
| "verified_at": null |
| }, |
| { |
| "action": "Scan dependencies, review material version or permission changes, require policy-based admission and maintain a tested path to quarantine, revoke and rebuild affected releases.", |
| "change_trigger": "Dependency admission and revocation: review on component identity, digest, provenance, dependency graph, owner or admission policy changes.", |
| "config": "security", |
| "control_id": "CTL-DEPENDENCY-ADMISSION", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Dependency change review", |
| "Admission scan results", |
| "Component revocation exercise" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Dependency admission and revocation", |
| "owner_role": "Application security owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unapproved component or capability enters the runtime.", |
| "rollback": "Block the suspect component and restore a reviewed compatible dependency set; verify signatures, access scope and current revocation status before reuse.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-DEPENDENCY-ADMISSION", |
| "source_payload_json": "{\"claimIds\": [\"C10\", \"C11\", \"C20\"], \"evidenceArtifacts\": [\"Dependency change review\", \"Admission scan results\", \"Component revocation exercise\"], \"functions\": [\"prevent\", \"detect\", \"contain\", \"recover\"], \"id\": \"CTL-DEPENDENCY-ADMISSION\", \"implementation\": \"Scan dependencies, review material version or permission changes, require policy-based admission and maintain a tested path to quarantine, revoke and rebuild affected releases.\", \"layerId\": \"supply-chain\", \"name\": \"Dependency admission and revocation\", \"objective\": \"Detect risky component changes before release and remove affected versions quickly after new evidence.\", \"order\": 4, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S07\", \"S08\", \"S12\"], \"standardRefs\": [\"C6.1.1\", \"C6.1.2\", \"C6.1.3\", \"C6.1.4\"], \"suggestedOwnerRole\": \"Application security owner\", \"verification\": \"Simulate a newly disallowed component version and confirm build admission stops, deployed inventory is found and the rebuild or rollback procedure succeeds.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Simulate a newly disallowed component version and confirm build admission stops, deployed inventory is found and the rebuild or rollback procedure succeeds.", |
| "verified_at": null |
| }, |
| { |
| "action": "Emit structured, access-controlled records for correlation ID, workload and user identity, tenant, input trust class, policy version and decision, tool arguments, result and approval reference.", |
| "change_trigger": "End-to-end action audit trail: review on logging, limits, approval scope, escalation routes or containment mechanisms change.", |
| "config": "security", |
| "control_id": "CTL-AUDIT", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Structured audit event schema", |
| "Sample reconstructed action trace", |
| "Log access and retention policy" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "End-to-end action audit trail", |
| "owner_role": "Observability platform owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unsafe action continues without a usable audit, approval or containment path.", |
| "rollback": "Stop the affected action route, preserve available evidence and use a read-only or human-mediated fallback until the audit and containment path is exercised.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-AUDIT", |
| "source_payload_json": "{\"claimIds\": [\"C12\", \"C20\"], \"evidenceArtifacts\": [\"Structured audit event schema\", \"Sample reconstructed action trace\", \"Log access and retention policy\"], \"functions\": [\"detect\", \"contain\", \"recover\"], \"id\": \"CTL-AUDIT\", \"implementation\": \"Emit structured, access-controlled records for correlation ID, workload and user identity, tenant, input trust class, policy version and decision, tool arguments, result and approval reference.\", \"layerId\": \"monitoring-oversight\", \"name\": \"End-to-end action audit trail\", \"objective\": \"Reconstruct which identity, input, policy, model decision, tool and result produced a material side effect.\", \"order\": 1, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S06\", \"S12\"], \"standardRefs\": [\"C12.1.1\", \"C12.1.3\", \"C12.4.2\"], \"suggestedOwnerRole\": \"Observability platform owner\", \"verification\": \"Choose a material test action and reconstruct its complete chain from ingress to result without relying on model prose or mutable application state.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Choose a material test action and reconstruct its complete chain from ingress to result without relying on model prose or mutable application state.", |
| "verified_at": null |
| }, |
| { |
| "action": "Set enforceable per-task and per-identity limits for requests, tokens, iterations, tool calls, elapsed time and spend; terminate rather than merely alert at a hard boundary.", |
| "change_trigger": "Hard action, iteration and spend limits: review on logging, limits, approval scope, escalation routes or containment mechanisms change.", |
| "config": "security", |
| "control_id": "CTL-RATE-SPEND", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Versioned limit policy", |
| "Boundary and concurrency test results", |
| "Stop-decision telemetry" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Hard action, iteration and spend limits", |
| "owner_role": "AI platform operations owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unsafe action continues without a usable audit, approval or containment path.", |
| "rollback": "Stop the affected action route, preserve available evidence and use a read-only or human-mediated fallback until the audit and containment path is exercised.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-RATE-SPEND", |
| "source_payload_json": "{\"claimIds\": [\"C13\", \"C20\"], \"evidenceArtifacts\": [\"Versioned limit policy\", \"Boundary and concurrency test results\", \"Stop-decision telemetry\"], \"functions\": [\"prevent\", \"detect\", \"contain\"], \"id\": \"CTL-RATE-SPEND\", \"implementation\": \"Set enforceable per-task and per-identity limits for requests, tokens, iterations, tool calls, elapsed time and spend; terminate rather than merely alert at a hard boundary.\", \"layerId\": \"monitoring-oversight\", \"name\": \"Hard action, iteration and spend limits\", \"objective\": \"Stop autonomous execution before it exceeds the approved operational envelope.\", \"order\": 2, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C9.1.1\", \"C9.1.2\"], \"suggestedOwnerRole\": \"AI platform operations owner\", \"verification\": \"Drive each meter to its configured boundary independently and confirm no further model or tool action occurs after the stop decision.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Drive each meter to its configured boundary independently and confirm no further model or tool action occurs after the stop decision.", |
| "verified_at": null |
| }, |
| { |
| "action": "Pause before side effects, show complete operation parameters and impact, bind approver identity and nonce to the unchanged request and expire or invalidate approval after modification.", |
| "change_trigger": "Bound human approval for high-impact action: review on logging, limits, approval scope, escalation routes or containment mechanisms change.", |
| "config": "security", |
| "control_id": "CTL-HUMAN-APPROVAL", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "High-impact action classification", |
| "Approval binding specification", |
| "Mutation and replay test report" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Bound human approval for high-impact action", |
| "owner_role": "Business risk owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unsafe action continues without a usable audit, approval or containment path.", |
| "rollback": "Stop the affected action route, preserve available evidence and use a read-only or human-mediated fallback until the audit and containment path is exercised.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-HUMAN-APPROVAL", |
| "source_payload_json": "{\"claimIds\": [\"C05\", \"C20\"], \"evidenceArtifacts\": [\"High-impact action classification\", \"Approval binding specification\", \"Mutation and replay test report\"], \"functions\": [\"prevent\", \"detect\"], \"id\": \"CTL-HUMAN-APPROVAL\", \"implementation\": \"Pause before side effects, show complete operation parameters and impact, bind approver identity and nonce to the unchanged request and expire or invalidate approval after modification.\", \"layerId\": \"monitoring-oversight\", \"name\": \"Bound human approval for high-impact action\", \"objective\": \"Require accountable human authorization for the exact irreversible or high-impact operation.\", \"order\": 3, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C9.2.1\", \"C9.2.8\", \"C9.2.9\", \"C9.2.10\"], \"suggestedOwnerRole\": \"Business risk owner\", \"verification\": \"Change parameters, identity, context and timing after approval; confirm every mutation requires a new approval and the original cannot be replayed.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Change parameters, identity, context and timing after approval; confirm every mutation requires a new approval and the original cannot be replayed.", |
| "verified_at": null |
| }, |
| { |
| "action": "Provide an independent operator path to trip circuit breakers, revoke credentials, block tool and egress access, quarantine memory or workloads and retain audit evidence.", |
| "change_trigger": "Out-of-band containment and kill procedure: review on logging, limits, approval scope, escalation routes or containment mechanisms change.", |
| "config": "security", |
| "control_id": "CTL-KILL-SWITCH", |
| "decision_job": "RELEASE_EVIDENCE", |
| "evidence_type": [ |
| "Out-of-band kill runbook", |
| "Credential and capability revocation test", |
| "Containment exercise timeline" |
| ], |
| "field_origin": "action/verification/evidence/owner: source; risk/boundary/trigger/rollback: engineering proposal", |
| "limitations": [ |
| "Engineering draft; independent human review is pending.", |
| "A listed artifact or suggested role does not establish operating effectiveness or an actual assignment.", |
| "New normalized fields require canonical upstream adoption before public release." |
| ], |
| "name": "Out-of-band containment and kill procedure", |
| "owner_role": "Incident response owner", |
| "review_status": "NOT_REVIEWED", |
| "risk": "An unsafe action continues without a usable audit, approval or containment path.", |
| "rollback": "Stop the affected action route, preserve available evidence and use a read-only or human-mediated fallback until the audit and containment path is exercised.", |
| "snapshot_at": "2026-09-17T06:17:24Z", |
| "source_commit_sha": "a35b9c30594162eadf4d790d33bd18aaa785bcee", |
| "source_data_hash": "sha256:a50333997f3f9832df16329f27d8e5be608c50ba1dffea0282ee1b1eff0956a6", |
| "source_native_id": "CTL-KILL-SWITCH", |
| "source_payload_json": "{\"claimIds\": [\"C14\", \"C20\"], \"evidenceArtifacts\": [\"Out-of-band kill runbook\", \"Credential and capability revocation test\", \"Containment exercise timeline\"], \"functions\": [\"detect\", \"contain\", \"recover\"], \"id\": \"CTL-KILL-SWITCH\", \"implementation\": \"Provide an independent operator path to trip circuit breakers, revoke credentials, block tool and egress access, quarantine memory or workloads and retain audit evidence.\", \"layerId\": \"monitoring-oversight\", \"name\": \"Out-of-band containment and kill procedure\", \"objective\": \"Stop an unsafe action chain even when the agent, model or primary application path is unavailable or compromised.\", \"order\": 4, \"releaseGateWhenRequired\": true, \"sourceIds\": [\"S03\", \"S04\", \"S12\"], \"standardRefs\": [\"C9.1.3\", \"C9.6.1\", \"C9.6.2\", \"C9.6.3\", \"C12.4.3\"], \"suggestedOwnerRole\": \"Incident response owner\", \"verification\": \"Run a timed exercise with the agent control plane unavailable; confirm operators can stop calls, revoke authority, isolate affected state and preserve evidence.\"}", |
| "source_url": "https://github.com/PharosProduction/agent-security-control-mapper/blob/a35b9c30594162eadf4d790d33bd18aaa785bcee/data/controls.json", |
| "status": "DRAFT", |
| "system_boundary": "Agent runtime, delegated identities and connected tools in the selected environment.", |
| "verification": "Run a timed exercise with the agent control plane unavailable; confirm operators can stop calls, revoke authority, isolate affected state and preserve evidence.", |
| "verified_at": null |
| } |
| ] |
| }, |
| "generated_at": "2026-09-17T06:17:24Z", |
| "mode": "DRAFT_EXPLORATION", |
| "publish_eligible": false, |
| "release_version": "0.1.0-candidate.1", |
| "review_status": "NOT_REVIEWED", |
| "schema_version": "2.0.0-candidate.1" |
| } |
|
|
