quantinvbench / scripts /attacks.py
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#!/usr/bin/env python3
"""Deterministic Byzantine attack reference for QuantInvBench.
The clean dataset remains the canonical artifact. This module creates an
attacked view in *replace* mode: the population stays fixed at ten strategies,
and a seed-selected, static subset of ``f`` strategy identities is replaced.
Attack labels are returned separately from the attacked records so benchmark
methods do not need to receive the malicious identities.
Frozen v1 attacks (``h`` is the mean proposal of the honest identities):
* Reverse: ``(1 - h) / (d - 1)``.
* Bias: ``0.9 * h + 0.1 * one_hot(BTC)``.
* Drift: keep the selected strategy's clean proposal for rounds 1--20, then
interpolate toward a seed-and-identity-specific Dirichlet(1) target with
``alpha_t = min(1, 0.02 * (t - 20))``.
* Mixed: assign Reverse, Bias, and Drift cyclically to the static malicious
identities.
The public API is :func:`apply_attacks`. Run ``python attacks.py --help`` for
the JSONL command-line interface.
"""
from __future__ import annotations
import argparse
import copy
import hashlib
import json
import math
from dataclasses import dataclass
from pathlib import Path
from typing import Mapping, Sequence
try: # Package import and direct-script execution are both supported.
from .common import (
ASSETS,
ATTACK_PROTOCOL_VERSION,
read_jsonl,
validated_weights,
write_jsonl,
)
except ImportError: # pragma: no cover - exercised by the CLI invocation
from common import (
ASSETS,
ATTACK_PROTOCOL_VERSION,
read_jsonl,
validated_weights,
write_jsonl,
)
PROTOCOL_VERSION = ATTACK_PROTOCOL_VERSION
POPULATION_SIZE = 10
ATTACKS = ("reverse", "bias", "drift", "mixed")
MIXED_ROLES = ("reverse", "bias", "drift")
BIAS_DELTA = 0.1
BIAS_ASSET = "BTC"
DRIFT_WARMUP_ROUNDS = 20
DRIFT_RATE = 0.02
SIMPLEX_TOLERANCE = 1e-6
@dataclass(frozen=True)
class AttackBatch:
"""An attacked dataset view and its evaluator-only audit metadata."""
records: list[dict]
audit: dict
def _stable_digest(*parts: object) -> bytes:
payload = "\x1f".join(str(part) for part in parts).encode("utf-8")
return hashlib.sha256(payload).digest()
def _stable_identity_order(strategy_ids: Sequence[str], seed: int) -> list[str]:
"""Return a seed-dependent ordering that is stable across Python versions."""
return sorted(
strategy_ids,
key=lambda strategy_id: (
_stable_digest(PROTOCOL_VERSION, "identity", seed, strategy_id),
strategy_id,
),
)
def select_malicious_ids(
strategy_ids: Sequence[str],
*,
f: int,
seed: int,
) -> tuple[str, ...]:
"""Select the static malicious identities for a benchmark run."""
ids = list(strategy_ids)
if len(ids) != POPULATION_SIZE or len(set(ids)) != POPULATION_SIZE:
raise ValueError(
f"expected {POPULATION_SIZE} unique strategy identities, got {len(ids)}"
)
_validate_f(f)
return tuple(_stable_identity_order(ids, seed)[:f])
def assign_attack_roles(
malicious_ids: Sequence[str],
*,
attack: str,
) -> dict[str, str]:
"""Assign one frozen role to each malicious identity."""
if attack not in ATTACKS:
raise ValueError(f"unknown attack {attack!r}; expected one of {ATTACKS}")
if len(set(malicious_ids)) != len(malicious_ids):
raise ValueError("malicious identities must be unique")
if attack == "mixed":
return {
strategy_id: MIXED_ROLES[index % len(MIXED_ROLES)]
for index, strategy_id in enumerate(malicious_ids)
}
return {strategy_id: attack for strategy_id in malicious_ids}
def _validate_f(f: int) -> None:
if isinstance(f, bool) or not isinstance(f, int):
raise ValueError("f must be an integer")
if f < 0 or POPULATION_SIZE <= 2 * f:
raise ValueError(
f"f must satisfy 0 <= f < {POPULATION_SIZE}/2 for n={POPULATION_SIZE}"
)
def _validate_seed(seed: int) -> None:
if isinstance(seed, bool) or not isinstance(seed, int):
raise ValueError("seed must be an integer")
def _record_proposals(record: Mapping[str, object], index: int) -> list[dict]:
proposals = record.get("strategy_proposals")
if not isinstance(proposals, list):
raise ValueError(f"record {index}: strategy_proposals must be a list")
if len(proposals) != POPULATION_SIZE:
raise ValueError(
f"record {index}: replace mode requires exactly {POPULATION_SIZE} "
f"proposals, got {len(proposals)}"
)
checked: list[dict] = []
seen: set[str] = set()
for proposal_index, proposal in enumerate(proposals):
if not isinstance(proposal, dict):
raise ValueError(
f"record {index} proposal {proposal_index}: expected an object"
)
strategy_id = proposal.get("strategy")
if not isinstance(strategy_id, str) or not strategy_id or strategy_id in seen:
raise ValueError(
f"record {index} proposal {proposal_index}: invalid or duplicate strategy"
)
seen.add(strategy_id)
weights = proposal.get("weights")
if not isinstance(weights, (list, tuple)):
raise ValueError(
f"record {index} strategy {strategy_id}: weights must be a sequence"
)
validated_weights(
weights,
label=f"record {index} strategy {strategy_id}",
)
checked.append(proposal)
return checked
def _validate_records(records: Sequence[dict]) -> tuple[str, ...]:
if not records:
raise ValueError("cannot attack an empty dataset")
if not isinstance(records[0], dict):
raise ValueError("record 0: expected an object")
first_proposals = _record_proposals(records[0], 0)
roster = tuple(proposal["strategy"] for proposal in first_proposals)
roster_set = set(roster)
for index, record in enumerate(records):
if not isinstance(record, dict):
raise ValueError(f"record {index}: expected an object")
identifier = record.get("id")
if not isinstance(identifier, str) or not identifier:
raise ValueError(f"record {index}: id must be a non-empty string")
assets = record.get("assets")
if assets != list(ASSETS):
raise ValueError(
f"record {index}: assets must use the fixed order {list(ASSETS)}"
)
proposals = _record_proposals(record, index)
current_roster = {proposal["strategy"] for proposal in proposals}
if current_roster != roster_set:
raise ValueError(f"record {index}: strategy roster differs from record 0")
return roster
def _resolve_malicious_ids(
roster: Sequence[str],
*,
f: int,
seed: int,
malicious_ids: Sequence[str] | None,
) -> tuple[str, ...]:
if malicious_ids is None:
return select_malicious_ids(roster, f=f, seed=seed)
selected = tuple(malicious_ids)
if len(selected) != f:
raise ValueError(
f"expected exactly f={f} explicit malicious identities, got {len(selected)}"
)
if len(set(selected)) != len(selected):
raise ValueError("explicit malicious identities must be unique")
unknown = set(selected) - set(roster)
if unknown:
raise ValueError(f"unknown malicious identities: {sorted(unknown)}")
return selected
def _honest_mean(proposals: Sequence[dict], malicious_ids: set[str]) -> list[float]:
honest = [
validated_weights(
proposal["weights"], label=f"honest proposal {proposal['strategy']}"
)
for proposal in proposals
if proposal["strategy"] not in malicious_ids
]
if not honest:
raise ValueError("at least one honest proposal is required")
return [sum(values) / len(honest) for values in zip(*honest)]
def _dirichlet_one_target(seed: int, strategy_id: str) -> list[float]:
"""Generate a stable Dirichlet(1) draw without mutable global RNG state."""
draws = []
for asset in ASSETS:
digest = _stable_digest(
PROTOCOL_VERSION, "drift-target", seed, strategy_id, asset
)
integer = int.from_bytes(digest[:8], byteorder="big", signed=False)
uniform = (integer + 0.5) / (2**64)
draws.append(-math.log(uniform))
total = sum(draws)
return validated_weights(
[draw / total for draw in draws], label=f"drift target {strategy_id}"
)
def _reverse(honest_mean: Sequence[float]) -> list[float]:
dimension = len(honest_mean)
if dimension < 2:
raise ValueError("reverse attack requires at least two dimensions")
return validated_weights(
[(1.0 - value) / (dimension - 1) for value in honest_mean],
label="reverse attack",
)
def _bias(honest_mean: Sequence[float]) -> list[float]:
btc_index = ASSETS.index(BIAS_ASSET)
biased = [(1.0 - BIAS_DELTA) * value for value in honest_mean]
biased[btc_index] += BIAS_DELTA
return validated_weights(biased, label="bias attack")
def _drift(
clean_weights: Sequence[float],
*,
target: Sequence[float],
round_number: int,
) -> list[float]:
clean = validated_weights(clean_weights, label="drift clean proposal")
alpha = min(
1.0,
DRIFT_RATE * max(0, round_number - DRIFT_WARMUP_ROUNDS),
)
if alpha == 0.0:
# The frozen protocol says the warmup proposal is the agent's clean
# proposal, including its serialized floating-point representation.
return [float(value) for value in clean_weights]
return validated_weights(
[
(1.0 - alpha) * clean_value + alpha * target_value
for clean_value, target_value in zip(clean, target)
],
label="drift attack",
)
def _attack_weights(
role: str,
*,
clean_weights: Sequence[float],
honest_mean: Sequence[float],
drift_target: Sequence[float] | None,
round_number: int,
) -> list[float]:
if role == "reverse":
return _reverse(honest_mean)
if role == "bias":
return _bias(honest_mean)
if role == "drift":
if drift_target is None: # Defensive: roles and targets are built together.
raise ValueError("drift target is required for the drift attack")
return _drift(
clean_weights,
target=drift_target,
round_number=round_number,
)
raise ValueError(f"unsupported attack role: {role}")
def _assert_simplex(weights: Sequence[float], label: str) -> None:
if len(weights) != len(ASSETS):
raise AssertionError(f"{label}: wrong dimension")
if any(not math.isfinite(value) or value < -SIMPLEX_TOLERANCE for value in weights):
raise AssertionError(f"{label}: weights are not finite and non-negative")
if abs(sum(weights) - 1.0) > SIMPLEX_TOLERANCE:
raise AssertionError(f"{label}: weights do not sum to one")
def apply_attacks(
records: Sequence[dict],
*,
attack: str = "mixed",
f: int = 3,
seed: int = 42,
malicious_ids: Sequence[str] | None = None,
) -> AttackBatch:
"""Create a deterministic attacked view of clean QuantInvBench records.
Args:
records: Chronologically ordered clean benchmark records.
attack: One of ``reverse``, ``bias``, ``drift``, or ``mixed``.
f: Number of replaced strategy identities. Must satisfy ``10 > 2f``.
seed: Selects the static identities and fixed Drift targets.
malicious_ids: Optional explicit identities. When omitted, ``seed``
deterministically selects them once for the complete run.
Returns:
:class:`AttackBatch`; ``records`` contain no malicious labels, while
``audit`` contains the evaluator-only identities, roles, and protocol
parameters.
"""
_validate_f(f)
_validate_seed(seed)
if attack not in ATTACKS:
raise ValueError(f"unknown attack {attack!r}; expected one of {ATTACKS}")
clean_records = list(records)
roster = _validate_records(clean_records)
selected = _resolve_malicious_ids(
roster,
f=f,
seed=seed,
malicious_ids=malicious_ids,
)
roles = assign_attack_roles(selected, attack=attack)
selected_set = set(selected)
drift_targets = {
strategy_id: _dirichlet_one_target(seed, strategy_id)
for strategy_id, role in roles.items()
if role == "drift"
}
attacked_records: list[dict] = []
for record_index, clean_record in enumerate(clean_records):
round_number = record_index + 1
clean_proposals = clean_record["strategy_proposals"]
honest_mean = _honest_mean(clean_proposals, selected_set)
attacked_record = copy.deepcopy(clean_record)
for proposal in attacked_record["strategy_proposals"]:
strategy_id = proposal["strategy"]
role = roles.get(strategy_id)
if role is None:
continue
proposal["weights"] = _attack_weights(
role,
clean_weights=proposal["weights"],
honest_mean=honest_mean,
drift_target=drift_targets.get(strategy_id),
round_number=round_number,
)
_assert_simplex(
proposal["weights"],
f"record {clean_record['id']} strategy {strategy_id}",
)
attacked_records.append(attacked_record)
audit = {
"protocol_version": PROTOCOL_VERSION,
"population_mode": "replace",
"n": POPULATION_SIZE,
"f": f,
"seed": seed,
"attack": attack,
"malicious_ids": list(selected),
"attack_roles": roles,
"parameters": {
"reverse": "(1 - honest_mean) / (d - 1)",
"bias": {
"formula": "(1 - delta) * honest_mean + delta * one_hot(asset)",
"delta": BIAS_DELTA,
"asset": BIAS_ASSET,
},
"drift": {
"formula": (
"(1 - alpha_t) * clean_agent_proposal_t + "
"alpha_t * fixed_dirichlet_target"
),
"warmup_rounds": DRIFT_WARMUP_ROUNDS,
"rate": DRIFT_RATE,
"alpha": "min(1, rate * max(0, round_number - warmup_rounds))",
"target_distribution": "Dirichlet(1)",
},
},
"drift_targets": drift_targets,
"sample_ids": [record["id"] for record in clean_records],
}
return AttackBatch(records=attacked_records, audit=audit)
def _synthetic_records(rounds: int = 25) -> list[dict]:
records = []
strategies = [f"strategy_{index}" for index in range(POPULATION_SIZE)]
for round_index in range(rounds):
proposals = []
for strategy_index, strategy_id in enumerate(strategies):
raw = [
1.0 + ((strategy_index + asset_index + round_index) % len(ASSETS))
for asset_index in range(len(ASSETS))
]
total = sum(raw)
proposals.append(
{
"strategy": strategy_id,
"weights": [value / total for value in raw],
}
)
records.append(
{
"id": f"synthetic_{round_index:04d}",
"assets": list(ASSETS),
"strategy_proposals": proposals,
}
)
return records
def run_self_test() -> None:
"""Exercise determinism, replace semantics, audit separation, and simplex."""
clean = _synthetic_records()
first = apply_attacks(clean, attack="mixed", f=3, seed=17)
second = apply_attacks(clean, attack="mixed", f=3, seed=17)
if first != second:
raise AssertionError("same seed did not reproduce identical output")
if first.records == clean:
raise AssertionError("mixed attack did not modify the dataset")
if "attack_roles" in first.records[0] or "malicious_ids" in first.records[0]:
raise AssertionError("attack labels leaked into method-facing records")
roles = first.audit["attack_roles"]
if sorted(roles.values()) != sorted(MIXED_ROLES):
raise AssertionError("mixed attack did not assign one of each role for f=3")
drift_id = next(strategy_id for strategy_id, role in roles.items() if role == "drift")
malicious = set(first.audit["malicious_ids"])
for record_index, (clean_record, attacked_record) in enumerate(
zip(clean, first.records)
):
if len(attacked_record["strategy_proposals"]) != POPULATION_SIZE:
raise AssertionError("replace mode changed the population size")
clean_by_id = {
proposal["strategy"]: proposal for proposal in clean_record["strategy_proposals"]
}
for proposal in attacked_record["strategy_proposals"]:
_assert_simplex(proposal["weights"], proposal["strategy"])
if proposal["strategy"] not in malicious:
if proposal != clean_by_id[proposal["strategy"]]:
raise AssertionError("an honest proposal was modified")
attacked_by_id = {
proposal["strategy"]: proposal
for proposal in attacked_record["strategy_proposals"]
}
drift_clean = clean_by_id[drift_id]["weights"]
drift_attacked = attacked_by_id[drift_id]["weights"]
if record_index < DRIFT_WARMUP_ROUNDS and drift_attacked != drift_clean:
raise AssertionError("drift modified a proposal during its warmup")
if record_index == DRIFT_WARMUP_ROUNDS and drift_attacked == drift_clean:
raise AssertionError("drift did not begin after its warmup")
def parse_args() -> argparse.Namespace:
parser = argparse.ArgumentParser(description=__doc__)
parser.add_argument(
"--data",
type=Path,
default=Path(__file__).resolve().parents[1] / "data" / "test.jsonl",
help="Clean QuantInvBench JSONL (default: data/test.jsonl)",
)
parser.add_argument("--output", type=Path, help="Method-facing attacked JSONL")
parser.add_argument(
"--audit-output",
type=Path,
help="Evaluator-only attack identities, roles, and parameters JSON",
)
parser.add_argument("--attack", choices=ATTACKS, default="mixed")
parser.add_argument("--f", type=int, default=3)
parser.add_argument("--seed", type=int, default=42)
parser.add_argument(
"--malicious-id",
action="append",
dest="malicious_ids",
help="Explicit static malicious strategy ID; repeat exactly f times",
)
parser.add_argument(
"--self-test",
action="store_true",
help="Run built-in deterministic invariants without reading data",
)
return parser.parse_args()
def main() -> None:
args = parse_args()
if args.self_test:
run_self_test()
print(json.dumps({"self_test": "passed", "protocol": PROTOCOL_VERSION}))
return
if args.output is None or args.audit_output is None:
raise SystemExit("--output and --audit-output are required unless --self-test is used")
data_path = args.data.resolve()
output_path = args.output.resolve()
audit_path = args.audit_output.resolve()
if len({data_path, output_path, audit_path}) != 3:
raise ValueError("data, output, and audit-output must be three different paths")
batch = apply_attacks(
read_jsonl(data_path),
attack=args.attack,
f=args.f,
seed=args.seed,
malicious_ids=args.malicious_ids,
)
write_jsonl(output_path, batch.records)
audit_path.parent.mkdir(parents=True, exist_ok=True)
with audit_path.open("w", encoding="utf-8", newline="\n") as handle:
json.dump(batch.audit, handle, indent=2, ensure_ascii=False, allow_nan=False)
handle.write("\n")
print(
json.dumps(
{
"records": len(batch.records),
"output": str(output_path),
"audit_output": str(audit_path),
"malicious_ids": batch.audit["malicious_ids"],
"attack_roles": batch.audit["attack_roles"],
},
indent=2,
allow_nan=False,
)
)
if __name__ == "__main__":
main()