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| #!/usr/bin/env python3 | |
| """Deterministic Byzantine attack reference for QuantInvBench. | |
| The clean dataset remains the canonical artifact. This module creates an | |
| attacked view in *replace* mode: the population stays fixed at ten strategies, | |
| and a seed-selected, static subset of ``f`` strategy identities is replaced. | |
| Attack labels are returned separately from the attacked records so benchmark | |
| methods do not need to receive the malicious identities. | |
| Frozen v1 attacks (``h`` is the mean proposal of the honest identities): | |
| * Reverse: ``(1 - h) / (d - 1)``. | |
| * Bias: ``0.9 * h + 0.1 * one_hot(BTC)``. | |
| * Drift: keep the selected strategy's clean proposal for rounds 1--20, then | |
| interpolate toward a seed-and-identity-specific Dirichlet(1) target with | |
| ``alpha_t = min(1, 0.02 * (t - 20))``. | |
| * Mixed: assign Reverse, Bias, and Drift cyclically to the static malicious | |
| identities. | |
| The public API is :func:`apply_attacks`. Run ``python attacks.py --help`` for | |
| the JSONL command-line interface. | |
| """ | |
| from __future__ import annotations | |
| import argparse | |
| import copy | |
| import hashlib | |
| import json | |
| import math | |
| from dataclasses import dataclass | |
| from pathlib import Path | |
| from typing import Mapping, Sequence | |
| try: # Package import and direct-script execution are both supported. | |
| from .common import ( | |
| ASSETS, | |
| ATTACK_PROTOCOL_VERSION, | |
| read_jsonl, | |
| validated_weights, | |
| write_jsonl, | |
| ) | |
| except ImportError: # pragma: no cover - exercised by the CLI invocation | |
| from common import ( | |
| ASSETS, | |
| ATTACK_PROTOCOL_VERSION, | |
| read_jsonl, | |
| validated_weights, | |
| write_jsonl, | |
| ) | |
| PROTOCOL_VERSION = ATTACK_PROTOCOL_VERSION | |
| POPULATION_SIZE = 10 | |
| ATTACKS = ("reverse", "bias", "drift", "mixed") | |
| MIXED_ROLES = ("reverse", "bias", "drift") | |
| BIAS_DELTA = 0.1 | |
| BIAS_ASSET = "BTC" | |
| DRIFT_WARMUP_ROUNDS = 20 | |
| DRIFT_RATE = 0.02 | |
| SIMPLEX_TOLERANCE = 1e-6 | |
| class AttackBatch: | |
| """An attacked dataset view and its evaluator-only audit metadata.""" | |
| records: list[dict] | |
| audit: dict | |
| def _stable_digest(*parts: object) -> bytes: | |
| payload = "\x1f".join(str(part) for part in parts).encode("utf-8") | |
| return hashlib.sha256(payload).digest() | |
| def _stable_identity_order(strategy_ids: Sequence[str], seed: int) -> list[str]: | |
| """Return a seed-dependent ordering that is stable across Python versions.""" | |
| return sorted( | |
| strategy_ids, | |
| key=lambda strategy_id: ( | |
| _stable_digest(PROTOCOL_VERSION, "identity", seed, strategy_id), | |
| strategy_id, | |
| ), | |
| ) | |
| def select_malicious_ids( | |
| strategy_ids: Sequence[str], | |
| *, | |
| f: int, | |
| seed: int, | |
| ) -> tuple[str, ...]: | |
| """Select the static malicious identities for a benchmark run.""" | |
| ids = list(strategy_ids) | |
| if len(ids) != POPULATION_SIZE or len(set(ids)) != POPULATION_SIZE: | |
| raise ValueError( | |
| f"expected {POPULATION_SIZE} unique strategy identities, got {len(ids)}" | |
| ) | |
| _validate_f(f) | |
| return tuple(_stable_identity_order(ids, seed)[:f]) | |
| def assign_attack_roles( | |
| malicious_ids: Sequence[str], | |
| *, | |
| attack: str, | |
| ) -> dict[str, str]: | |
| """Assign one frozen role to each malicious identity.""" | |
| if attack not in ATTACKS: | |
| raise ValueError(f"unknown attack {attack!r}; expected one of {ATTACKS}") | |
| if len(set(malicious_ids)) != len(malicious_ids): | |
| raise ValueError("malicious identities must be unique") | |
| if attack == "mixed": | |
| return { | |
| strategy_id: MIXED_ROLES[index % len(MIXED_ROLES)] | |
| for index, strategy_id in enumerate(malicious_ids) | |
| } | |
| return {strategy_id: attack for strategy_id in malicious_ids} | |
| def _validate_f(f: int) -> None: | |
| if isinstance(f, bool) or not isinstance(f, int): | |
| raise ValueError("f must be an integer") | |
| if f < 0 or POPULATION_SIZE <= 2 * f: | |
| raise ValueError( | |
| f"f must satisfy 0 <= f < {POPULATION_SIZE}/2 for n={POPULATION_SIZE}" | |
| ) | |
| def _validate_seed(seed: int) -> None: | |
| if isinstance(seed, bool) or not isinstance(seed, int): | |
| raise ValueError("seed must be an integer") | |
| def _record_proposals(record: Mapping[str, object], index: int) -> list[dict]: | |
| proposals = record.get("strategy_proposals") | |
| if not isinstance(proposals, list): | |
| raise ValueError(f"record {index}: strategy_proposals must be a list") | |
| if len(proposals) != POPULATION_SIZE: | |
| raise ValueError( | |
| f"record {index}: replace mode requires exactly {POPULATION_SIZE} " | |
| f"proposals, got {len(proposals)}" | |
| ) | |
| checked: list[dict] = [] | |
| seen: set[str] = set() | |
| for proposal_index, proposal in enumerate(proposals): | |
| if not isinstance(proposal, dict): | |
| raise ValueError( | |
| f"record {index} proposal {proposal_index}: expected an object" | |
| ) | |
| strategy_id = proposal.get("strategy") | |
| if not isinstance(strategy_id, str) or not strategy_id or strategy_id in seen: | |
| raise ValueError( | |
| f"record {index} proposal {proposal_index}: invalid or duplicate strategy" | |
| ) | |
| seen.add(strategy_id) | |
| weights = proposal.get("weights") | |
| if not isinstance(weights, (list, tuple)): | |
| raise ValueError( | |
| f"record {index} strategy {strategy_id}: weights must be a sequence" | |
| ) | |
| validated_weights( | |
| weights, | |
| label=f"record {index} strategy {strategy_id}", | |
| ) | |
| checked.append(proposal) | |
| return checked | |
| def _validate_records(records: Sequence[dict]) -> tuple[str, ...]: | |
| if not records: | |
| raise ValueError("cannot attack an empty dataset") | |
| if not isinstance(records[0], dict): | |
| raise ValueError("record 0: expected an object") | |
| first_proposals = _record_proposals(records[0], 0) | |
| roster = tuple(proposal["strategy"] for proposal in first_proposals) | |
| roster_set = set(roster) | |
| for index, record in enumerate(records): | |
| if not isinstance(record, dict): | |
| raise ValueError(f"record {index}: expected an object") | |
| identifier = record.get("id") | |
| if not isinstance(identifier, str) or not identifier: | |
| raise ValueError(f"record {index}: id must be a non-empty string") | |
| assets = record.get("assets") | |
| if assets != list(ASSETS): | |
| raise ValueError( | |
| f"record {index}: assets must use the fixed order {list(ASSETS)}" | |
| ) | |
| proposals = _record_proposals(record, index) | |
| current_roster = {proposal["strategy"] for proposal in proposals} | |
| if current_roster != roster_set: | |
| raise ValueError(f"record {index}: strategy roster differs from record 0") | |
| return roster | |
| def _resolve_malicious_ids( | |
| roster: Sequence[str], | |
| *, | |
| f: int, | |
| seed: int, | |
| malicious_ids: Sequence[str] | None, | |
| ) -> tuple[str, ...]: | |
| if malicious_ids is None: | |
| return select_malicious_ids(roster, f=f, seed=seed) | |
| selected = tuple(malicious_ids) | |
| if len(selected) != f: | |
| raise ValueError( | |
| f"expected exactly f={f} explicit malicious identities, got {len(selected)}" | |
| ) | |
| if len(set(selected)) != len(selected): | |
| raise ValueError("explicit malicious identities must be unique") | |
| unknown = set(selected) - set(roster) | |
| if unknown: | |
| raise ValueError(f"unknown malicious identities: {sorted(unknown)}") | |
| return selected | |
| def _honest_mean(proposals: Sequence[dict], malicious_ids: set[str]) -> list[float]: | |
| honest = [ | |
| validated_weights( | |
| proposal["weights"], label=f"honest proposal {proposal['strategy']}" | |
| ) | |
| for proposal in proposals | |
| if proposal["strategy"] not in malicious_ids | |
| ] | |
| if not honest: | |
| raise ValueError("at least one honest proposal is required") | |
| return [sum(values) / len(honest) for values in zip(*honest)] | |
| def _dirichlet_one_target(seed: int, strategy_id: str) -> list[float]: | |
| """Generate a stable Dirichlet(1) draw without mutable global RNG state.""" | |
| draws = [] | |
| for asset in ASSETS: | |
| digest = _stable_digest( | |
| PROTOCOL_VERSION, "drift-target", seed, strategy_id, asset | |
| ) | |
| integer = int.from_bytes(digest[:8], byteorder="big", signed=False) | |
| uniform = (integer + 0.5) / (2**64) | |
| draws.append(-math.log(uniform)) | |
| total = sum(draws) | |
| return validated_weights( | |
| [draw / total for draw in draws], label=f"drift target {strategy_id}" | |
| ) | |
| def _reverse(honest_mean: Sequence[float]) -> list[float]: | |
| dimension = len(honest_mean) | |
| if dimension < 2: | |
| raise ValueError("reverse attack requires at least two dimensions") | |
| return validated_weights( | |
| [(1.0 - value) / (dimension - 1) for value in honest_mean], | |
| label="reverse attack", | |
| ) | |
| def _bias(honest_mean: Sequence[float]) -> list[float]: | |
| btc_index = ASSETS.index(BIAS_ASSET) | |
| biased = [(1.0 - BIAS_DELTA) * value for value in honest_mean] | |
| biased[btc_index] += BIAS_DELTA | |
| return validated_weights(biased, label="bias attack") | |
| def _drift( | |
| clean_weights: Sequence[float], | |
| *, | |
| target: Sequence[float], | |
| round_number: int, | |
| ) -> list[float]: | |
| clean = validated_weights(clean_weights, label="drift clean proposal") | |
| alpha = min( | |
| 1.0, | |
| DRIFT_RATE * max(0, round_number - DRIFT_WARMUP_ROUNDS), | |
| ) | |
| if alpha == 0.0: | |
| # The frozen protocol says the warmup proposal is the agent's clean | |
| # proposal, including its serialized floating-point representation. | |
| return [float(value) for value in clean_weights] | |
| return validated_weights( | |
| [ | |
| (1.0 - alpha) * clean_value + alpha * target_value | |
| for clean_value, target_value in zip(clean, target) | |
| ], | |
| label="drift attack", | |
| ) | |
| def _attack_weights( | |
| role: str, | |
| *, | |
| clean_weights: Sequence[float], | |
| honest_mean: Sequence[float], | |
| drift_target: Sequence[float] | None, | |
| round_number: int, | |
| ) -> list[float]: | |
| if role == "reverse": | |
| return _reverse(honest_mean) | |
| if role == "bias": | |
| return _bias(honest_mean) | |
| if role == "drift": | |
| if drift_target is None: # Defensive: roles and targets are built together. | |
| raise ValueError("drift target is required for the drift attack") | |
| return _drift( | |
| clean_weights, | |
| target=drift_target, | |
| round_number=round_number, | |
| ) | |
| raise ValueError(f"unsupported attack role: {role}") | |
| def _assert_simplex(weights: Sequence[float], label: str) -> None: | |
| if len(weights) != len(ASSETS): | |
| raise AssertionError(f"{label}: wrong dimension") | |
| if any(not math.isfinite(value) or value < -SIMPLEX_TOLERANCE for value in weights): | |
| raise AssertionError(f"{label}: weights are not finite and non-negative") | |
| if abs(sum(weights) - 1.0) > SIMPLEX_TOLERANCE: | |
| raise AssertionError(f"{label}: weights do not sum to one") | |
| def apply_attacks( | |
| records: Sequence[dict], | |
| *, | |
| attack: str = "mixed", | |
| f: int = 3, | |
| seed: int = 42, | |
| malicious_ids: Sequence[str] | None = None, | |
| ) -> AttackBatch: | |
| """Create a deterministic attacked view of clean QuantInvBench records. | |
| Args: | |
| records: Chronologically ordered clean benchmark records. | |
| attack: One of ``reverse``, ``bias``, ``drift``, or ``mixed``. | |
| f: Number of replaced strategy identities. Must satisfy ``10 > 2f``. | |
| seed: Selects the static identities and fixed Drift targets. | |
| malicious_ids: Optional explicit identities. When omitted, ``seed`` | |
| deterministically selects them once for the complete run. | |
| Returns: | |
| :class:`AttackBatch`; ``records`` contain no malicious labels, while | |
| ``audit`` contains the evaluator-only identities, roles, and protocol | |
| parameters. | |
| """ | |
| _validate_f(f) | |
| _validate_seed(seed) | |
| if attack not in ATTACKS: | |
| raise ValueError(f"unknown attack {attack!r}; expected one of {ATTACKS}") | |
| clean_records = list(records) | |
| roster = _validate_records(clean_records) | |
| selected = _resolve_malicious_ids( | |
| roster, | |
| f=f, | |
| seed=seed, | |
| malicious_ids=malicious_ids, | |
| ) | |
| roles = assign_attack_roles(selected, attack=attack) | |
| selected_set = set(selected) | |
| drift_targets = { | |
| strategy_id: _dirichlet_one_target(seed, strategy_id) | |
| for strategy_id, role in roles.items() | |
| if role == "drift" | |
| } | |
| attacked_records: list[dict] = [] | |
| for record_index, clean_record in enumerate(clean_records): | |
| round_number = record_index + 1 | |
| clean_proposals = clean_record["strategy_proposals"] | |
| honest_mean = _honest_mean(clean_proposals, selected_set) | |
| attacked_record = copy.deepcopy(clean_record) | |
| for proposal in attacked_record["strategy_proposals"]: | |
| strategy_id = proposal["strategy"] | |
| role = roles.get(strategy_id) | |
| if role is None: | |
| continue | |
| proposal["weights"] = _attack_weights( | |
| role, | |
| clean_weights=proposal["weights"], | |
| honest_mean=honest_mean, | |
| drift_target=drift_targets.get(strategy_id), | |
| round_number=round_number, | |
| ) | |
| _assert_simplex( | |
| proposal["weights"], | |
| f"record {clean_record['id']} strategy {strategy_id}", | |
| ) | |
| attacked_records.append(attacked_record) | |
| audit = { | |
| "protocol_version": PROTOCOL_VERSION, | |
| "population_mode": "replace", | |
| "n": POPULATION_SIZE, | |
| "f": f, | |
| "seed": seed, | |
| "attack": attack, | |
| "malicious_ids": list(selected), | |
| "attack_roles": roles, | |
| "parameters": { | |
| "reverse": "(1 - honest_mean) / (d - 1)", | |
| "bias": { | |
| "formula": "(1 - delta) * honest_mean + delta * one_hot(asset)", | |
| "delta": BIAS_DELTA, | |
| "asset": BIAS_ASSET, | |
| }, | |
| "drift": { | |
| "formula": ( | |
| "(1 - alpha_t) * clean_agent_proposal_t + " | |
| "alpha_t * fixed_dirichlet_target" | |
| ), | |
| "warmup_rounds": DRIFT_WARMUP_ROUNDS, | |
| "rate": DRIFT_RATE, | |
| "alpha": "min(1, rate * max(0, round_number - warmup_rounds))", | |
| "target_distribution": "Dirichlet(1)", | |
| }, | |
| }, | |
| "drift_targets": drift_targets, | |
| "sample_ids": [record["id"] for record in clean_records], | |
| } | |
| return AttackBatch(records=attacked_records, audit=audit) | |
| def _synthetic_records(rounds: int = 25) -> list[dict]: | |
| records = [] | |
| strategies = [f"strategy_{index}" for index in range(POPULATION_SIZE)] | |
| for round_index in range(rounds): | |
| proposals = [] | |
| for strategy_index, strategy_id in enumerate(strategies): | |
| raw = [ | |
| 1.0 + ((strategy_index + asset_index + round_index) % len(ASSETS)) | |
| for asset_index in range(len(ASSETS)) | |
| ] | |
| total = sum(raw) | |
| proposals.append( | |
| { | |
| "strategy": strategy_id, | |
| "weights": [value / total for value in raw], | |
| } | |
| ) | |
| records.append( | |
| { | |
| "id": f"synthetic_{round_index:04d}", | |
| "assets": list(ASSETS), | |
| "strategy_proposals": proposals, | |
| } | |
| ) | |
| return records | |
| def run_self_test() -> None: | |
| """Exercise determinism, replace semantics, audit separation, and simplex.""" | |
| clean = _synthetic_records() | |
| first = apply_attacks(clean, attack="mixed", f=3, seed=17) | |
| second = apply_attacks(clean, attack="mixed", f=3, seed=17) | |
| if first != second: | |
| raise AssertionError("same seed did not reproduce identical output") | |
| if first.records == clean: | |
| raise AssertionError("mixed attack did not modify the dataset") | |
| if "attack_roles" in first.records[0] or "malicious_ids" in first.records[0]: | |
| raise AssertionError("attack labels leaked into method-facing records") | |
| roles = first.audit["attack_roles"] | |
| if sorted(roles.values()) != sorted(MIXED_ROLES): | |
| raise AssertionError("mixed attack did not assign one of each role for f=3") | |
| drift_id = next(strategy_id for strategy_id, role in roles.items() if role == "drift") | |
| malicious = set(first.audit["malicious_ids"]) | |
| for record_index, (clean_record, attacked_record) in enumerate( | |
| zip(clean, first.records) | |
| ): | |
| if len(attacked_record["strategy_proposals"]) != POPULATION_SIZE: | |
| raise AssertionError("replace mode changed the population size") | |
| clean_by_id = { | |
| proposal["strategy"]: proposal for proposal in clean_record["strategy_proposals"] | |
| } | |
| for proposal in attacked_record["strategy_proposals"]: | |
| _assert_simplex(proposal["weights"], proposal["strategy"]) | |
| if proposal["strategy"] not in malicious: | |
| if proposal != clean_by_id[proposal["strategy"]]: | |
| raise AssertionError("an honest proposal was modified") | |
| attacked_by_id = { | |
| proposal["strategy"]: proposal | |
| for proposal in attacked_record["strategy_proposals"] | |
| } | |
| drift_clean = clean_by_id[drift_id]["weights"] | |
| drift_attacked = attacked_by_id[drift_id]["weights"] | |
| if record_index < DRIFT_WARMUP_ROUNDS and drift_attacked != drift_clean: | |
| raise AssertionError("drift modified a proposal during its warmup") | |
| if record_index == DRIFT_WARMUP_ROUNDS and drift_attacked == drift_clean: | |
| raise AssertionError("drift did not begin after its warmup") | |
| def parse_args() -> argparse.Namespace: | |
| parser = argparse.ArgumentParser(description=__doc__) | |
| parser.add_argument( | |
| "--data", | |
| type=Path, | |
| default=Path(__file__).resolve().parents[1] / "data" / "test.jsonl", | |
| help="Clean QuantInvBench JSONL (default: data/test.jsonl)", | |
| ) | |
| parser.add_argument("--output", type=Path, help="Method-facing attacked JSONL") | |
| parser.add_argument( | |
| "--audit-output", | |
| type=Path, | |
| help="Evaluator-only attack identities, roles, and parameters JSON", | |
| ) | |
| parser.add_argument("--attack", choices=ATTACKS, default="mixed") | |
| parser.add_argument("--f", type=int, default=3) | |
| parser.add_argument("--seed", type=int, default=42) | |
| parser.add_argument( | |
| "--malicious-id", | |
| action="append", | |
| dest="malicious_ids", | |
| help="Explicit static malicious strategy ID; repeat exactly f times", | |
| ) | |
| parser.add_argument( | |
| "--self-test", | |
| action="store_true", | |
| help="Run built-in deterministic invariants without reading data", | |
| ) | |
| return parser.parse_args() | |
| def main() -> None: | |
| args = parse_args() | |
| if args.self_test: | |
| run_self_test() | |
| print(json.dumps({"self_test": "passed", "protocol": PROTOCOL_VERSION})) | |
| return | |
| if args.output is None or args.audit_output is None: | |
| raise SystemExit("--output and --audit-output are required unless --self-test is used") | |
| data_path = args.data.resolve() | |
| output_path = args.output.resolve() | |
| audit_path = args.audit_output.resolve() | |
| if len({data_path, output_path, audit_path}) != 3: | |
| raise ValueError("data, output, and audit-output must be three different paths") | |
| batch = apply_attacks( | |
| read_jsonl(data_path), | |
| attack=args.attack, | |
| f=args.f, | |
| seed=args.seed, | |
| malicious_ids=args.malicious_ids, | |
| ) | |
| write_jsonl(output_path, batch.records) | |
| audit_path.parent.mkdir(parents=True, exist_ok=True) | |
| with audit_path.open("w", encoding="utf-8", newline="\n") as handle: | |
| json.dump(batch.audit, handle, indent=2, ensure_ascii=False, allow_nan=False) | |
| handle.write("\n") | |
| print( | |
| json.dumps( | |
| { | |
| "records": len(batch.records), | |
| "output": str(output_path), | |
| "audit_output": str(audit_path), | |
| "malicious_ids": batch.audit["malicious_ids"], | |
| "attack_roles": batch.audit["attack_roles"], | |
| }, | |
| indent=2, | |
| allow_nan=False, | |
| ) | |
| ) | |
| if __name__ == "__main__": | |
| main() | |